David Bornmann - Mar 28, 2023 Form 4 Insider Report for PUBLIX SUPER MARKETS INC (NONE)

Signature
/s/ Monica Allman, POA on file for David Bornmann
Stock symbol
NONE
Transactions as of
Mar 28, 2023
Transactions value $
$200,000
Form type
4
Date filed
3/29/2023, 05:29 PM
Previous filing
Mar 14, 2023
Next filing
Jan 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE Common Stock Purchase $200K +13.7K +3.07% $14.55 461K Mar 28, 2023 Direct
holding NONE Common Stock 11.3K Mar 28, 2023 By 401(k) F1
holding NONE Common Stock 8K Mar 28, 2023 By Custodian for Child
holding NONE Common Stock 277K Mar 28, 2023 By ESOP F2
holding NONE Common Stock 70.6K Mar 28, 2023 By Spouse
holding NONE Common Stock 23.4K Mar 28, 2023 By Spouse's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NONE SERP Stock 36.1K Mar 28, 2023 Common Stock 36.1K By SERP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
F2 Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
F3 Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.