Jaya Goyal - Mar 24, 2023 Form 4 Insider Report for PepGen Inc. (PEPG)

Signature
/s/ Noel Donnelly, as Attorney-in-Fact
Stock symbol
PEPG
Transactions as of
Mar 24, 2023
Transactions value $
-$3,575
Form type
4
Date filed
3/28/2023, 07:36 PM
Previous filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEPG Common Stock Options Exercise $4.26K +392 $10.88 392 Mar 24, 2023 Direct F1
transaction PEPG Common Stock Sale -$7.84K -392 -100% $20.00 0 Mar 24, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEPG Stock Option (Right to Buy) Options Exercise $0 -392 -0.27% $0.00 144K Mar 24, 2023 Common Stock 392 $10.88 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022.
F2 This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.