David W. Gibbs - Mar 27, 2023 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role: Chief Executive Officer, Director
Signature: /s/ M. Gayle Hobson, POA
Stock symbol: YUM
Transactions as of: Mar 27, 2023
Transactions value $: -$479,620
Form type: 4
Date filed: 3/28/2023, 04:17 PM
Previous filing: Dec 20, 2023
Next filing: Apr 4, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	YUM	Common Stock	Options Exercise	$154K	+3.07K	+5.08%	$50.22	63.4K	Mar 27, 2023	Direct	F1
transaction	YUM	Common Stock	Disposed to Issuer	-$154K	-1.21K	-1.9%	$127.83	62.2K	Mar 27, 2023	Direct	F2
transaction	YUM	Common Stock	Sale	-$239K	-1.86K	-2.99%	$128.43	60.4K	Mar 27, 2023	Direct	F3
transaction	YUM	Common Stock	Options Exercise	$155K	+50.2	+0.08%	$3,085.00^*	60.4K	Mar 27, 2023	Direct	F4
transaction	YUM	Common Stock	Disposed to Issuer	-$155K	-1.21K	-2.01%	$127.83	59.2K	Mar 27, 2023	Direct	F5
transaction	YUM	Common Stock	Sale	-$241K	-1.87K	-3.16%	$128.43	57.3K	Mar 27, 2023	Direct	F6
holding	YUM	Common Stock						39.5K	Mar 27, 2023	Trust - DWG
holding	YUM	Common Stock						26.4K	Mar 27, 2023	Trust SJG

Showing 1 to 8 of 8 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	YUM	Stock Appreciation Right	Options Exercise	$0	-3.07K	-9.09%	$0.00	30.7K	Mar 27, 2023	Common Stock	3.07K	$50.22	Direct	F1, F7
transaction	YUM	Stock Appreciation Right	Options Exercise	$0	-50.2	-0.15%	$0.00	33.9K	Mar 27, 2023	Common Stock	50.2	$50.22	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Pursuant 10b5-1 plan.
F2	Pursuant to 10b5-1 Plan
F3	Pursuant to 10b5-1 Plan
F4	Pursuant to 10b5-1 plan
F5	Pursuant to 10b5-1 plan
F6	Pursuant to 10b5-1 plan.
F7	Vesting occurs on a quarterly basis beginning one year from grant date.