David Spector - Mar 7, 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role: Chairman & CEO, Director
Signature: /s/ Derek W. Stark, attorney-in-fact for Mr. Spector
Stock symbol: PFSI
Transactions as of: Mar 7, 2023
Transactions value $: -$925,359
Form type: 4
Date filed: 3/9/2023, 06:08 PM
Previous filing: Mar 7, 2023
Next filing: Apr 5, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFSI	Common Stock	Sale	-$925K	-15K	-3.33%	$61.69	436K	Mar 7, 2023	ST Family Investment Company LLC	F2, F3, F4
holding	PFSI	Common Stock						650K	Mar 7, 2023	Direct	F1

Showing 1 to 2 of 2 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported amount consists of 50,153 restricted stock units and 600,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F2	These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F3	The price reported is the weighted average price of multiple transactions ranging from $61.30 to $62.30. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F4	The price reported is the weighted average price of multiple transactions ranging from $62.30 to $62.65. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.