David Spector - Mar 7, 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chairman & CEO, Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Spector
Stock symbol
PFSI
Transactions as of
Mar 7, 2023
Transactions value $
-$925,359
Form type
4
Date filed
3/9/2023, 06:08 PM
Previous filing
Mar 7, 2023
Next filing
Apr 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale -$925K -15K -3.33% $61.69 436K Mar 7, 2023 ST Family Investment Company LLC F2, F3, F4
holding PFSI Common Stock 650K Mar 7, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported amount consists of 50,153 restricted stock units and 600,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F2 These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F3 The price reported is the weighted average price of multiple transactions ranging from $61.30 to $62.30. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F4 The price reported is the weighted average price of multiple transactions ranging from $62.30 to $62.65. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.