Seana Carson - 02 Mar 2023 Form 4 Insider Report for Bausch Health Companies Inc. (BHC)

Role
EVP, General Counsel
Signature
/s/ Brianna M. Cetrulo, attorney-in-fact
Issuer symbol
BHC
Transactions as of
02 Mar 2023
Net transactions value
-$102,077
Form type
4
Filing time
06 Mar 2023, 15:52:10 UTC
Previous filing
01 Mar 2023
Next filing
07 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BHC Common Shares, No Par Value Tax liability $55,444 -5,994 -1.7% $9.25 353,191 02 Mar 2023 Direct F1
transaction BHC Common Shares, No Par Value Award $0 +95,119 +27% $0.000000 448,310 02 Mar 2023 Direct F2
transaction BHC Common Shares, No Par Value Tax liability $7,007 -765 -0.17% $9.16 447,545 03 Mar 2023 Direct F1
transaction BHC Common Shares, No Par Value Tax liability $4,681 -511 -0.11% $9.16 447,034 03 Mar 2023 Direct F1
transaction BHC Common Shares, No Par Value Tax liability $14,995 -1,637 -0.37% $9.16 445,397 03 Mar 2023 Direct F3
transaction BHC Common Shares, No Par Value Tax liability $8,125 -887 -0.2% $9.16 444,510 03 Mar 2023 Direct F3
transaction BHC Common Shares, No Par Value Tax liability $7,285 -780 -0.18% $9.34 443,730 03 Mar 2023 Direct F4
transaction BHC Common Shares, No Par Value Tax liability $4,539 -495 -0.11% $9.17 443,235 06 Mar 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BHC Non-Qualified Stock Options (right to purchase) Award $0 +82,117 $0.000000 82,117 02 Mar 2023 Common Shares, No Par Value 82,117 $9.25 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.
F2 Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.
F3 This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of performance-based Restricted Share Units.
F4 Represents shares of common stock sold in the open market pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2022.
F5 The options vest in equal installments on each of the first three anniversaries of the date of grant.