Seana Carson - Mar 2, 2023 Form 4 Insider Report for Bausch Health Companies Inc. (BHC)

Role
EVP, General Counsel
Signature
/s/ Brianna M. Cetrulo, attorney-in-fact
Stock symbol
BHC
Transactions as of
Mar 2, 2023
Transactions value $
-$102,077
Form type
4
Date filed
3/6/2023, 03:52 PM
Previous filing
Mar 1, 2023
Next filing
Mar 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BHC Common Shares, No Par Value Tax liability -$55.4K -5.99K -1.67% $9.25 353K Mar 2, 2023 Direct F1
transaction BHC Common Shares, No Par Value Award $0 +95.1K +26.93% $0.00 448K Mar 2, 2023 Direct F2
transaction BHC Common Shares, No Par Value Tax liability -$7.01K -765 -0.17% $9.16 448K Mar 3, 2023 Direct F1
transaction BHC Common Shares, No Par Value Tax liability -$4.68K -511 -0.11% $9.16 447K Mar 3, 2023 Direct F1
transaction BHC Common Shares, No Par Value Tax liability -$15K -1.64K -0.37% $9.16 445K Mar 3, 2023 Direct F3
transaction BHC Common Shares, No Par Value Tax liability -$8.12K -887 -0.2% $9.16 445K Mar 3, 2023 Direct F3
transaction BHC Common Shares, No Par Value Tax liability -$7.29K -780 -0.18% $9.34 444K Mar 3, 2023 Direct F4
transaction BHC Common Shares, No Par Value Tax liability -$4.54K -495 -0.11% $9.17 443K Mar 6, 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BHC Non-Qualified Stock Options (right to purchase) Award $0 +82.1K $0.00 82.1K Mar 2, 2023 Common Shares, No Par Value 82.1K $9.25 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.
F2 Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.
F3 This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of performance-based Restricted Share Units.
F4 Represents shares of common stock sold in the open market pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2022.
F5 The options vest in equal installments on each of the first three anniversaries of the date of grant.