Johnson Huang - Mar 3, 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Customer Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Mar 3, 2023
Transactions value $
-$663,939
Form type
4
Date filed
3/6/2023, 05:10 AM
Previous filing
Feb 14, 2023
Next filing
Mar 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $203K +9.52K +18.68% $21.30 60.4K Mar 3, 2023 Direct
transaction YUMC Common Stock Sale -$387K -6.25K -10.33% $62.00 54.2K Mar 3, 2023 Direct
transaction YUMC Common Stock Disposed to Issuer -$203K -3.27K -6.03% $62.00 50.9K Mar 3, 2023 Direct
transaction YUMC Common Stock Options Exercise $145K +6.8K +13.35% $21.30 57.7K Mar 3, 2023 Direct
transaction YUMC Common Stock Sale -$277K -4.46K -7.73% $62.00 53.3K Mar 3, 2023 Direct
transaction YUMC Common Stock Disposed to Issuer -$145K -2.34K -4.39% $62.00 50.9K Mar 3, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -9.52K -100% $0.00* 0 Mar 3, 2023 Common Stock 9.52K $21.30 Direct F1
transaction YUMC Stock Appreciation Right Options Exercise $0 -6.8K -100% $0.00* 0 Mar 3, 2023 Common Stock 6.8K $21.30 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.