Duoduo (howard) Huang - 24 Feb 2023 Form 3 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Supply Chain Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
24 Feb 2023
Net transactions value
$0
Form type
3
Filing time
06 Mar 2023, 05:08:17 UTC
Next filing
30 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding YUMC Common Stock 277 24 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding YUMC Stock Appreciation Right 24 Feb 2023 Common Stock 7,076 $21.30 Direct F1
holding YUMC Stock Appreciation Right 24 Feb 2023 Common Stock 10,408 $21.60 Direct F1
holding YUMC Stock Appreciation Right 24 Feb 2023 Common Stock 10,225 $22.32 Direct F1
holding YUMC Stock Appreciation Right 24 Feb 2023 Common Stock 7,638 $26.56 Direct F1
holding YUMC Stock Appreciation Right 24 Feb 2023 Common Stock 5,785 $40.29 Direct F1
holding YUMC Stock Appreciation Right 24 Feb 2023 Common Stock 6,438 $42.71 Direct F2
holding YUMC Stock Appreciation Right 24 Feb 2023 Common Stock 9,645 $50.16 Direct F3
holding YUMC Stock Appreciation Right 24 Feb 2023 Common Stock 6,411 $57.39 Direct F4
holding YUMC Stock Appreciation Right 24 Feb 2023 Common Stock 10,479 $41.66 Direct F1
holding YUMC Restricted Stock Unit 24 Feb 2023 Common Stock 907 Direct F5, F6, F7
holding YUMC Restricted Stock Unit 24 Feb 2023 Common Stock 6,042 Direct F6, F7, F8
holding YUMC Restricted Stock Unit 24 Feb 2023 Common Stock 4,828 Direct F6, F7, F9
holding YUMC Restricted Stock Unit 24 Feb 2023 Common Stock 4,828 Direct F6, F7, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.
F2 Vesting occurs 25% per year beginning one year from 02/07/2020.
F3 Vesting occurs 25% per year beginning one year from 02/10/2022.
F4 Vesting occurs 25% per year beginning one year from 02/05/2021.
F5 Vesting occurs 25% per year beginning one year from 02/10/2022.
F6 This grant does not have an expiration date.
F7 Conversion occurs on a one-for-one basis.
F8 Vesting occurs 50% on the second anniversary of 02/10/2022 and the remaining 50% vesting occurs on the third anniversary of 02/10/2022.
F9 Vesting occurs 1/3 per year beginning one year from 2/9/2023.
F10 Vesting occurs 50% on the second anniversary of 02/09/2023 and the remaining 50% vesting occurs on the third anniversary of 02/09/2023.