Duoduo (Howard) HUANG - Feb 24, 2023 Form 3 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Supply Chain Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 24, 2023
Transactions value $
$0
Form type
3
Date filed
3/6/2023, 05:08 AM
Next filing
Mar 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding YUMC Common Stock 277 Feb 24, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding YUMC Stock Appreciation Right Feb 24, 2023 Common Stock 7.08K $21.30 Direct F1
holding YUMC Stock Appreciation Right Feb 24, 2023 Common Stock 10.4K $21.60 Direct F1
holding YUMC Stock Appreciation Right Feb 24, 2023 Common Stock 10.2K $22.32 Direct F1
holding YUMC Stock Appreciation Right Feb 24, 2023 Common Stock 7.64K $26.56 Direct F1
holding YUMC Stock Appreciation Right Feb 24, 2023 Common Stock 5.79K $40.29 Direct F1
holding YUMC Stock Appreciation Right Feb 24, 2023 Common Stock 6.44K $42.71 Direct F2
holding YUMC Stock Appreciation Right Feb 24, 2023 Common Stock 9.65K $50.16 Direct F3
holding YUMC Stock Appreciation Right Feb 24, 2023 Common Stock 6.41K $57.39 Direct F4
holding YUMC Stock Appreciation Right Feb 24, 2023 Common Stock 10.5K $41.66 Direct F1
holding YUMC Restricted Stock Unit Feb 24, 2023 Common Stock 907 Direct F5, F6, F7
holding YUMC Restricted Stock Unit Feb 24, 2023 Common Stock 6.04K Direct F6, F7, F8
holding YUMC Restricted Stock Unit Feb 24, 2023 Common Stock 4.83K Direct F6, F7, F9
holding YUMC Restricted Stock Unit Feb 24, 2023 Common Stock 4.83K Direct F6, F7, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.
F2 Vesting occurs 25% per year beginning one year from 02/07/2020.
F3 Vesting occurs 25% per year beginning one year from 02/10/2022.
F4 Vesting occurs 25% per year beginning one year from 02/05/2021.
F5 Vesting occurs 25% per year beginning one year from 02/10/2022.
F6 This grant does not have an expiration date.
F7 Conversion occurs on a one-for-one basis.
F8 Vesting occurs 50% on the second anniversary of 02/10/2022 and the remaining 50% vesting occurs on the third anniversary of 02/10/2022.
F9 Vesting occurs 1/3 per year beginning one year from 2/9/2023.
F10 Vesting occurs 50% on the second anniversary of 02/09/2023 and the remaining 50% vesting occurs on the third anniversary of 02/09/2023.