Carmen Fernandez - Feb 28, 2023 Form 4 Insider Report for MARSH & MCLENNAN COMPANIES, INC. (MMC)

Role
SVP, Chief People Officer
Signature
/s/ Tessa Patti, Attorney-in-fact
Stock symbol
MMC
Transactions as of
Feb 28, 2023
Transactions value $
-$139,220
Form type
4
Date filed
3/2/2023, 03:57 PM
Previous filing
Feb 27, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMC Common Stock Options Exercise $0 +1.54K +83.69% $0.00 3.39K Feb 28, 2023 Direct F2
transaction MMC Common Stock Tax liability -$139K -855 -25.23% $162.83 2.53K Feb 28, 2023 Direct F2
holding MMC Common Stock 244 Feb 28, 2023 MMC 401(k) Savings & Investment Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMC Restricted Stock Units Options Exercise $0 -1.54K -100% $0.00* 0 Feb 28, 2023 Common Stock 1.54K Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of December 31, 2022.
F2 Vesting and distribution to reporting person of 1,544 shares underlying restricted stock units of which 855 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 1,544 shares underlying restricted stock units relate to 386 restricted stock units that were granted on February 19, 2020, and 1,158 restricted stock units relating to performance stock units that were granted on February 19, 2020 for the performance period 2020-2022.
F3 The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F4 Not Applicable