Dean Michael Klisura - 28 Feb 2023 Form 4 Insider Report for MARSH & MCLENNAN COMPANIES, INC. (MMC)

Role
President & CEO, Guy Carpenter
Signature
/s/ Tessa Patti, Attorney-in-fact
Issuer symbol
MMC
Transactions as of
28 Feb 2023
Net transactions value
-$633,246
Form type
4
Filing time
02 Mar 2023, 15:56:34 UTC
Previous filing
27 Feb 2023
Next filing
07 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMC Common Stock Options Exercise $0 +7,029 +34% $0.000000 27,964 28 Feb 2023 Direct F1
transaction MMC Common Stock Tax liability $633,246 -3,889 -14% $162.83 24,075 28 Feb 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMC Restricted Stock Units Options Exercise $0 -7,029 -49% $0.000000 7,443 28 Feb 2023 Common Stock 7,029 Direct F1, F3, F4
holding MMC Restricted Stk. Units (SSIP) 1,598 28 Feb 2023 Common Stock 1,598 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting and distribution to reporting person of 7,029 shares underlying restricted stock units of which 3,889 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,029 shares underlying restricted stock units relate to 1,403 restricted stock units that were granted on February 19, 2020, 1,418 restricted stock units that were granted on February 22, 2021 and 4,208 restricted stock unites relating to performance stock units that were granted on February 19, 2020 for the performance period 2020-2022.
F2 Includes a total of 340.48 shares acquired pursuant to the Marsh & McLennan dividend reinvestment plan on February, May and August 15, 2022.
F3 The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F4 Not Applicable
F5 Reflects additional stock units acquired by the Supplemental Savings & Investment Plan (SSIP) Custodian at prevailing market prices. Information reported herein is based on Reporting Person's Plan Statement as of year end.