Martine Ferland - Feb 28, 2023 Form 4 Insider Report for MARSH & MCLENNAN COMPANIES, INC. (MMC)

Role
President and CEO, Mercer
Signature
/s/ Tessa Patti, Attorney-in-fact
Stock symbol
MMC
Transactions as of
Feb 28, 2023
Transactions value $
-$1,515,133
Form type
4
Date filed
3/2/2023, 03:55 PM
Previous filing
Feb 27, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMC Common Stock Options Exercise $0 +16.8K +684.54% $0.00 19.3K Feb 28, 2023 Direct F1
transaction MMC Common Stock Tax liability -$1.52M -9.31K -48.25% $162.83 9.98K Feb 28, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMC Restricted Stock Units Options Exercise $0 -16.8K -100% $0.00* 0 Feb 28, 2023 Common Stock 16.8K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting and distribution to reporting person of 16,826 shares underlying restricted stock units of which 9,305 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 16,826 shares underlying restricted stock units relate to performance stock units that were granted on February 19, 2020 for the performance period 2020-2022.
F2 This security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F3 Not Applicable.