Doug Jones - 27 Feb 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Jones
Issuer symbol
PFSI
Transactions as of
27 Feb 2023
Net transactions value
-$143,529
Form type
4
Filing time
01 Mar 2023, 20:30:46 UTC
Previous filing
28 Feb 2023
Next filing
02 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Tax liability $143,529 -2,363 -5% $60.74 44,804 27 Feb 2023 Direct F1, F2
holding PFSI Common Stock 30,000 27 Feb 2023 Jones A LLC
holding PFSI Common Stock 30,000 27 Feb 2023 Jones B LLC
holding PFSI Common Stock 17,477 27 Feb 2023 The Jones Family Trust
holding PFSI Common Stock 505,000 27 Feb 2023 GR Family Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for taxes upon vesting of restricted stock units.
F2 The reported amount consists of 24,984 restricted stock units and 19,820 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.