Doug Jones - Feb 27, 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Jones
Stock symbol
PFSI
Transactions as of
Feb 27, 2023
Transactions value $
-$143,529
Form type
4
Date filed
3/1/2023, 08:30 PM
Previous filing
Feb 28, 2023
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Tax liability -$144K -2.36K -5.01% $60.74 44.8K Feb 27, 2023 Direct F1, F2
holding PFSI Common Stock 30K Feb 27, 2023 Jones A LLC
holding PFSI Common Stock 30K Feb 27, 2023 Jones B LLC
holding PFSI Common Stock 17.5K Feb 27, 2023 The Jones Family Trust
holding PFSI Common Stock 505K Feb 27, 2023 GR Family Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for taxes upon vesting of restricted stock units.
F2 The reported amount consists of 24,984 restricted stock units and 19,820 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.