Steven Richard Bailey - 27 Feb 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chief Servicing Officer
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Bailey
Issuer symbol
PFSI
Transactions as of
27 Feb 2023
Net transactions value
-$911,216
Form type
4
Filing time
01 Mar 2023, 20:28:27 UTC
Previous filing
28 Feb 2023
Next filing
12 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Tax liability $85,461 -1,407 -5.9% $60.74 22,504 27 Feb 2023 Direct F1, F2
transaction PFSI Common Stock Sale $788,117 -12,989 -58% $60.68 9,515 01 Mar 2023 Direct F3, F4
transaction PFSI Common Stock Sale $37,638 -615 -6.5% $61.20 8,900 01 Mar 2023 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for taxes upon vesting of restricted share units.
F2 The reported amount consists of 11,973 restricted stock units and 10,531 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3 The price reported is the weighted average price of multiple transactions ranging from $61.18 to $61.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F4 The reported amount consists of 8,900 restricted stock units and 615 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F5 The reported amount consists of 8,900 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.