Steven Richard Bailey - Feb 27, 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chief Servicing Officer
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Bailey
Stock symbol
PFSI
Transactions as of
Feb 27, 2023
Transactions value $
-$911,216
Form type
4
Date filed
3/1/2023, 08:28 PM
Previous filing
Feb 28, 2023
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Tax liability -$85.5K -1.41K -5.88% $60.74 22.5K Feb 27, 2023 Direct F1, F2
transaction PFSI Common Stock Sale -$788K -13K -57.72% $60.68 9.52K Mar 1, 2023 Direct F3, F4
transaction PFSI Common Stock Sale -$37.6K -615 -6.46% $61.20 8.9K Mar 1, 2023 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for taxes upon vesting of restricted share units.
F2 The reported amount consists of 11,973 restricted stock units and 10,531 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3 The price reported is the weighted average price of multiple transactions ranging from $61.18 to $61.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F4 The reported amount consists of 8,900 restricted stock units and 615 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F5 The reported amount consists of 8,900 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.