Derek Stark - Feb 27, 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chief Legal Officer
Signature
/s/ Derek Stark
Stock symbol
PFSI
Transactions as of
Feb 27, 2023
Transactions value $
-$1,049,103
Form type
4
Date filed
3/1/2023, 08:26 PM
Previous filing
Feb 28, 2023
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Tax liability -$33.3K -548 -1.01% $60.74 53.5K Feb 27, 2023 Direct F1, F2
transaction PFSI Common Stock Sale -$150K -2.54K -4.74% $59.04 51K Feb 28, 2023 Direct F3, F4
transaction PFSI Common Stock Sale -$841K -13.9K -27.23% $60.61 37.1K Mar 1, 2023 Direct F5, F6, F7
transaction PFSI Common Stock Sale -$24.5K -400 -1.08% $61.34 36.7K Mar 1, 2023 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for taxes upon vesting of restricted stock units.
F2 The reported amount consists of 8,211 restricted stock units and 45,321 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3 These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F4 The reported amount consists of 8,211 restricted stock units and 42,784 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F5 A portion of these shares of Common Stock were sold pursuant to a 10b5-1 plan.
F6 The price reported is the weighted average price of multiple transactions ranging from $60.26 to $61.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F7 The reported amount consists of 8,211 restricted stock units and 28,900 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F8 The reported amount consists of 8,211 restricted stock units and 28,500 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.