David Spector - Feb 27, 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Spector
Stock symbol
PFSI
Transactions as of
Feb 27, 2023
Transactions value $
-$3,596,991
Form type
4
Date filed
3/1/2023, 08:14 PM
Previous filing
Feb 28, 2023
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Tax liability -$278K -4.57K -0.66% $60.74 690K Feb 27, 2023 Direct F1, F2
transaction PFSI Common Stock Sale -$912K -15K -3.22% $60.80 451K Feb 27, 2023 ST Family Investment Company LLC F3
transaction PFSI Common Stock Sale -$820K -13.9K -2.01% $59.04 676K Feb 28, 2023 Direct F3, F4
transaction PFSI Common Stock Sale -$1.55M -25.6K -3.79% $60.63 651K Mar 1, 2023 Direct F3, F5, F6
transaction PFSI Common Stock Sale -$32.4K -528 -0.08% $61.29 650K Mar 1, 2023 Direct F3, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for taxes upon vesting of restricted stock units.
F2 The reported amount consists of 50,153 restricted stock units and 640,091 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3 These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F4 The reported amount consists of 50,153 restricted stock units and 626,199 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F5 The price reported is the weighted average price of multiple transactions ranging from $60.20 to $61.16. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F6 The reported amount consists of 50,153 restricted stock units and 590,558 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F7 The price reported is the weighted average price of multiple transactions ranging from $61.22 to $61.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F8 The reported amount consists of 50,153 restricted stock units and 600,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.