Gunnar Gode - 28 Feb 2023 Form 4 Insider Report for NISOURCE INC. (NI)

Role
VP & Chief Accounting Officer
Signature
/s/ Kimberly S. Cuccia, Attorney-in-Fact
Issuer symbol
NI
Transactions as of
28 Feb 2023
Net transactions value
+$185,591
Form type
4
Filing time
01 Mar 2023, 17:11:14 UTC
Previous filing
27 Jan 2023
Next filing
26 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NI Common Stock Award $141,045 +5,142 +40% $27.43 18,042 28 Feb 2023 Direct F1
transaction NI Common Stock Tax liability $42,846 -1,562 -8.7% $27.43 16,480 28 Feb 2023 Direct F2
transaction NI Common Stock Award $145,077 +5,289 +32% $27.43 21,769 28 Feb 2023 Direct F3
transaction NI Common Stock Tax liability $44,053 -1,606 -7.4% $27.43 20,163 28 Feb 2023 Direct F4
transaction NI Common Stock Tax liability $13,633 -497 -2.5% $27.43 19,666 28 Feb 2023 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of non-derivative performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F2 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
F3 Vesting of non-derivative special performance stock units granted in 2021, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F4 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the special performance stock units above.
F5 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2020 Restricted Stock Unit awards.