Donald E. Brown - Feb 28, 2023 Form 4 Insider Report for NISOURCE INC. (NI)

Role
EVP & CFO
Signature
/s/ Kimberly S. Cuccia, Attorney-in-Fact
Stock symbol
NI
Transactions as of
Feb 28, 2023
Transactions value $
$764,337
Form type
4
Date filed
3/1/2023, 05:06 PM
Previous filing
Jan 27, 2023
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NI Common Stock Award $681K +24.8K +14.32% $27.43 198K Feb 28, 2023 Direct F1
transaction NI Common Stock Tax liability -$298K -10.9K -5.48% $27.43 187K Feb 28, 2023 Direct F2
transaction NI Common Stock Award $870K +31.7K +16.93% $27.43 219K Feb 28, 2023 Direct F3
transaction NI Common Stock Tax liability -$391K -14.3K -6.51% $27.43 205K Feb 28, 2023 Direct F4
transaction NI Common Stock Tax liability -$97.5K -3.56K -1.74% $27.43 201K Feb 28, 2023 Direct F5
holding NI Common Stock 2.38K Feb 28, 2023 401(k) F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of non-derivative performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F2 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
F3 Vesting of non-derivative special performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F4 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the special performance stock units above.
F5 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2020 Restricted Stock Unit awards.
F6 Constitutes shares acquired through the NiSource Retirement Savings Plan through February 28, 2023.