Christine Hurtsellers - 28 Feb 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
CEO, Investment Management
Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
28 Feb 2023
Net transactions value
$0
Form type
4
Filing time
01 Mar 2023, 15:13:28 UTC
Previous filing
23 Feb 2023
Next filing
05 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Disposed to Issuer $0 -7,100 -19% $0.000000 29,645 28 Feb 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Performance Stock Unit 81,092 28 Feb 2023 Common Stock 81,092 Direct F2
holding VOYA Restricted Stock Units 37,468 28 Feb 2023 Common Stock 37,468 Direct F3
holding VOYA Performance-Based Stock Options 110,874 28 Feb 2023 Common Stock 110,874 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was a charitable gift.
F2 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

CEO, Investment Management