Doug Jones - 23 Feb 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Jones
Issuer symbol
PFSI
Transactions as of
23 Feb 2023
Net transactions value
-$143,584
Form type
4
Filing time
27 Feb 2023, 17:13:01 UTC
Previous filing
22 Feb 2023
Next filing
28 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Tax liability $143,584 -2,355 -9.1% $60.97 23,554 23 Feb 2023 Direct F1, F2
holding PFSI Common Stock 30,000 23 Feb 2023 Jones A LLC
holding PFSI Common Stock 30,000 23 Feb 2023 Jones B LLC
holding PFSI Common Stock 17,477 23 Feb 2023 The Jones Family Trust
holding PFSI Common Stock 505,000 23 Feb 2023 GR Family Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for taxes upon vesting of restricted stock units.
F2 The reported amount consists of 19,696 restricted stock units and 3,858 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.