Jennifer M. Johnson - 21 Nov 2022 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
President and CEO, Director
Signature
/s/ Jennifer M. Johnson
Issuer symbol
BEN
Transactions as of
21 Nov 2022
Net transactions value
$0
Form type
4
Filing time
27 Feb 2023, 10:27:16 UTC
Previous filing
07 Nov 2022
Next filing
10 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Gift -614 -0.03% 2,259,638 21 Nov 2022 Direct F1
transaction BEN Common Stock, par value $.10 Gift -3,070 -0.14% 2,260,252 21 Nov 2022 Direct F1
transaction BEN Common Stock, par value $.10 Gift +3,070 +0.69% 445,934 21 Nov 2022 By Children or As Trustee For Children F1, F2
holding BEN Common Stock, par value $.10 2,312 21 Nov 2022 By 401(k) F3
holding BEN Common Stock, par value $.10 2,610,000 21 Nov 2022 By Business Limited Partnership F4
holding BEN Common Stock, par value $.10 15,000 21 Nov 2022 By Business Trust F5
holding BEN Common Stock, par value $.10 198,000 21 Nov 2022 By Venture Limited Partnership F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable.
F2 Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of January 13, 2023.
F4 Business limited partnership under control of Reporting Person.
F5 Business trust for the benefit of Reporting Person and Reporting Person's children.
F6 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.