Jennifer M. Johnson - Nov 21, 2022 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
President and CEO, Director
Signature
/s/ Jennifer M. Johnson
Stock symbol
BEN
Transactions as of
Nov 21, 2022
Transactions value $
$0
Form type
4
Date filed
2/27/2023, 10:27 AM
Previous filing
Nov 7, 2022
Next filing
Feb 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Gift -614 -0.03% 2.26M Nov 21, 2022 Direct F1
transaction BEN Common Stock, par value $.10 Gift -3.07K -0.14% 2.26M Nov 21, 2022 Direct F1
transaction BEN Common Stock, par value $.10 Gift +3.07K +0.69% 446K Nov 21, 2022 By Children or As Trustee For Children F1, F2
holding BEN Common Stock, par value $.10 2.31K Nov 21, 2022 By 401(k) F3
holding BEN Common Stock, par value $.10 2.61M Nov 21, 2022 By Business Limited Partnership F4
holding BEN Common Stock, par value $.10 15K Nov 21, 2022 By Business Trust F5
holding BEN Common Stock, par value $.10 198K Nov 21, 2022 By Venture Limited Partnership F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable.
F2 Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of January 13, 2023.
F4 Business limited partnership under control of Reporting Person.
F5 Business trust for the benefit of Reporting Person and Reporting Person's children.
F6 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.