Joey Wat - Feb 22, 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Executive Officer, Director
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 22, 2023
Transactions value $
-$745,409
Form type
4
Date filed
2/24/2023, 07:10 AM
Previous filing
Feb 14, 2023
Next filing
Mar 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $419K +18.8K +7.36% $22.32 274K Feb 22, 2023 Direct
transaction YUMC Common Stock Sale -$745K -12K -4.39% $62.02 262K Feb 22, 2023 Direct F1
transaction YUMC Common Stock Disposed to Issuer -$419K -6.76K -2.58% $62.00 255K Feb 22, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -18.8K -69.39% $0.00 8.28K Feb 22, 2023 Common Stock 18.8K $22.32 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $62.00 to $62.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Vested in full.