Andrew R. Jassy - Feb 15, 2023 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
President and CEO, Director
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for Andrew R. Jassy, President and CEO
Stock symbol
AMZN
Transactions as of
Feb 15, 2023
Transactions value $
-$2,367,061
Form type
4
Date filed
2/17/2023, 04:29 PM
Previous filing
Nov 17, 2022
Next filing
May 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +60K +3.11% $0.00 1.99M Feb 15, 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Sale -$2.16M -21.8K -1.1% $99.09 1.97M Feb 15, 2023 Direct F1, F2
transaction AMZN Common Stock, par value $.01 per share Sale -$208K -2.08K -0.11% $99.80 1.96M Feb 15, 2023 Direct F1, F3
holding AMZN Common Stock, par value $.01 per share 65.5K Feb 15, 2023 In trust
holding AMZN Common Stock, par value $.01 per share 9.86K Feb 15, 2023 Amazon.com 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -60K -100% $0.00* 0 Feb 15, 2023 Common Stock, par value $.01 per share 60K $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $99.54 and the lowest price at which shares were sold was $98.55.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $100.14 and the lowest price at which shares were sold was $99.58.
F4 Converts into Common Stock on a one-for-one basis.
F5 This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 90,000 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 60,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.

Remarks:

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.