Andrew R. Jassy - 15 Feb 2023 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
President and CEO, Director
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for Andrew R. Jassy, President and CEO
Issuer symbol
AMZN
Transactions as of
15 Feb 2023
Net transactions value
-$2,367,061
Form type
4
Filing time
17 Feb 2023, 16:29:12 UTC
Previous filing
17 Nov 2022
Next filing
23 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +60,000 +3.1% $0.000000 1,988,380 15 Feb 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Sale $2,159,080 -21,790 -1.1% $99.09 1,966,590 15 Feb 2023 Direct F1, F2
transaction AMZN Common Stock, par value $.01 per share Sale $207,982 -2,084 -0.11% $99.80 1,964,506 15 Feb 2023 Direct F1, F3
holding AMZN Common Stock, par value $.01 per share 65,500 15 Feb 2023 In trust
holding AMZN Common Stock, par value $.01 per share 9,857 15 Feb 2023 Amazon.com 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -60,000 -100% $0.000000* 0 15 Feb 2023 Common Stock, par value $.01 per share 60,000 $0.000000 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $99.54 and the lowest price at which shares were sold was $98.55.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $100.14 and the lowest price at which shares were sold was $99.58.
F4 Converts into Common Stock on a one-for-one basis.
F5 This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 90,000 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 60,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.

Remarks:

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.