Scot Greulach - Oct 19, 2022 Form 4 Insider Report for STANLEY BLACK & DECKER, INC. (SWK)

Role
Chief Accounting Officer
Signature
/s/ Janet M. Link, Attorney-in-Fact
Stock symbol
SWK
Transactions as of
Oct 19, 2022
Transactions value $
$562
Form type
4
Date filed
2/17/2023, 03:50 PM
Previous filing
Oct 7, 2022
Next filing
Dec 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWK Common Stock Award $0 +2.42K +53.55% $0.00 6.95K Feb 15, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWK Interest in Employer Stock Fund (Supplemental Plan) Award $188 +2.56 +4.81% $73.27 55.8 Dec 21, 2022 Common Stock 2.56 Direct F3, F4
transaction SWK Stock Option (Right to Buy) Award $0 +3.89K $0.00 3.89K Feb 15, 2023 Common Stock 3.89K $90.32 Direct F5
transaction SWK Interest in Employer Stock Fund (Supplemental Plan) Award $187 +2.53 +5.23% $74.09 50.9 Oct 19, 2022 Common Stock 2.53 Direct F3, F4
transaction SWK Interest in Employer Stock Fund (Supplemental Plan) Award $187 +2.29 +4.5% $81.70 53.2 Nov 16, 2022 Common Stock 2.29 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares to be delivered on vesting of restricted stock units that vest in three equal annual installments beginning on February 15, 2024.
F2 Balance includes 34.0645 shares acquired pursuant to the Employee Stock Purchase Plan since the reporting person's Form 4 filed December 13, 2022.
F3 Due to an administrative error, the reporting person inadvertently failed to file the required Form 4 pursuant to Section 16 under the Securities Exchange Act of 1934, as amended, with respect this acquisition of notional shares under the employer stock fund of the Company's Supplemental Retirement Account Plan.
F4 Represents shares notionally held for the reporting person under the Company's Supplemental Retirement Account Plan. The balance under the Supplemental Retirement Account Plan becomes payable in cash following termination of the reporting person's employment.
F5 The options will become exercisable in three equal annual installments beginning on February 15, 2024.