Joseph R. Nolan Jr - Feb 15, 2023 Form 4 Insider Report for EVERSOURCE ENERGY (ES)

Role
Chairman of the Bd, Pres & CEO, Trustee
Signature
/s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Nolan
Stock symbol
ES
Transactions as of
Feb 15, 2023
Transactions value $
-$432,396
Form type
4
Date filed
2/17/2023, 02:57 PM
Previous filing
Feb 3, 2023
Next filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ES Common Shares, $5.00 par value Tax liability -$432K -5.48K -7.1% $78.89 71.7K Feb 15, 2023 Direct F1, F2
holding ES Common Shares, $5.00 par value 21.9K Feb 15, 2023 401k Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ES Phantom Shares 64.5K Feb 15, 2023 Common Shares, $5.00 par value 64.5K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition of common shares to satisfy tax withholding obligations.
F2 Includes restricted share units and dividend equivalents thereon.
F3 Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F4 Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents and are exempt from the line item reporting under SEC rule 16a-11.