R. Colson - Feb 15, 2023 Form 4 Insider Report for Artisan Partners Asset Management Inc. (APAM)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Lisa A. Moran, attorney-in-fact for Mr. Colson
Stock symbol
APAM
Transactions as of
Feb 15, 2023
Transactions value $
$0
Form type
4
Date filed
2/16/2023, 03:42 PM
Previous filing
Mar 1, 2022
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APAM Class A Common Stock, par value $0.01 per share Options Exercise $0 +22.5K +18.01% $0.00 147K Feb 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APAM Performance Share Units Options Exercise $0 -30K -31.85% $0.00 64.2K Feb 15, 2023 Class A Common Stock, par value $0.01 per share 30K Direct F1, F2
transaction APAM Restricted Share Units Award $0 +22.5K $0.00 22.5K Feb 15, 2023 Class A Common Stock, par value $0.01 per share 22.5K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share").
F2 Performance under the PSUs was measured on 2/15/2023 based on performance over a period ending on 12/31/2022. Half of the earned PSUs were settled in Shares on 2/15/2023, and half will settle in Shares upon a qualifying retirement subject to continued service.
F3 Half of the PSUs that were earned on 2/15/2023, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.