Marc N. Casper - Feb 13, 2023 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Signature
/s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper
Stock symbol
TMO
Transactions as of
Feb 13, 2023
Transactions value $
-$4,830,880
Form type
4
Date filed
2/15/2023, 03:20 PM
Previous filing
Feb 13, 2023
Next filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMO Common Stock Options Exercise $1.58M +10K +7.77% $157.68 139K Feb 13, 2023 Direct
transaction TMO Common Stock Sale -$57K -100 -0.07% $569.50 139K Feb 13, 2023 Direct F1
transaction TMO Common Stock Sale -$229K -400 -0.29% $571.54 138K Feb 13, 2023 Direct F1, F2
transaction TMO Common Stock Sale -$286K -500 -0.36% $572.24 138K Feb 13, 2023 Direct F1, F3
transaction TMO Common Stock Sale -$907K -1.58K -1.15% $573.73 136K Feb 13, 2023 Direct F1, F4
transaction TMO Common Stock Sale -$3.07M -5.34K -3.92% $574.74 131K Feb 13, 2023 Direct F1, F5
transaction TMO Common Stock Sale -$1.14M -1.98K -1.51% $575.69 129K Feb 13, 2023 Direct F1, F6
transaction TMO Common Stock Sale -$57.7K -100 -0.08% $576.81 129K Feb 13, 2023 Direct F1
transaction TMO Common Stock Options Exercise $252K +1.6K +1.24% $157.68 130K Feb 14, 2023 Direct
transaction TMO Common Stock Sale -$137K -240 -0.18% $569.09 130K Feb 14, 2023 Direct F1, F7
transaction TMO Common Stock Sale -$204K -357 -0.27% $570.47 130K Feb 14, 2023 Direct F1, F8
transaction TMO Common Stock Sale -$245K -428 -0.33% $571.42 129K Feb 14, 2023 Direct F1, F9
transaction TMO Common Stock Sale -$137K -240 -0.19% $572.22 129K Feb 14, 2023 Direct F1, F10
transaction TMO Common Stock Sale -$54.5K -95 -0.07% $574.13 129K Feb 14, 2023 Direct F1, F11
transaction TMO Common Stock Sale -$92.2K -160 -0.12% $576.14 129K Feb 14, 2023 Direct F1, F12
transaction TMO Common Stock Sale -$46.3K -80 -0.06% $578.34 129K Feb 14, 2023 Direct F1
holding TMO Common Stock 2K Feb 13, 2023 By Alison Casper 2020 Irrevocable Trust F13
holding TMO Common Stock 74.2K Feb 13, 2023 By Floral Park Associates, Inc.
holding TMO Common Stock 5K Feb 13, 2023 By MNC 2020 Irrevocable Trust F13
holding TMO Common Stock 3.3K Feb 13, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -10K -9.4% $0.00 96.4K Feb 13, 2023 Common Stock 10K $157.68 Direct F14
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -1.6K -1.66% $0.00 94.8K Feb 14, 2023 Common Stock 1.6K $157.68 Direct F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2022.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $570.88 to $571.85, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11) and (12) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $571.92 to $572.53, inclusive.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $573.25 to $574.13, inclusive.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $574.30 to $575.29, inclusive.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.31 to $576.26, inclusive.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $568.78 to $569.42, inclusive.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $569.95 to $570.86, inclusive.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $571.02 to $572.01, inclusive.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $572.08 to $572.51, inclusive.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $574.01 to $574.80, inclusive.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.83 to $576.44, inclusive.
F13 The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.
F14 The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021.