Joseph Chan - Feb 10, 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Legal Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 10, 2023
Transactions value $
-$33,338
Form type
4
Date filed
2/14/2023, 05:08 AM
Previous filing
Feb 13, 2023
Next filing
Mar 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +1.21K +9.58% $0.00 13.8K Feb 10, 2023 Direct F1
transaction YUMC Common Stock Tax liability -$33.3K -545 -3.95% $61.17 13.3K Feb 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -1.21K -25% $0.00 3.62K Feb 10, 2023 Common Stock 1.21K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from 2/10/2022.
F3 This grant does not have an expiration date.