Alfred M. Rankin - Feb 9, 2023 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Chairman, Director
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Feb 9, 2023
Transactions value $
-$84,450
Form type
4
Date filed
2/13/2023, 01:30 PM
Previous filing
Jan 4, 2023
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Options Exercise $0 +58.4K +249.26% $0.00 81.9K Feb 9, 2023 Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. F1
transaction HY Class A Common Stock Tax liability -$84.4K -2.7K -3.3% $31.24 79.2K Feb 9, 2023 Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. F2
holding HY Class A Common Stock 14.8K Feb 9, 2023 Held in an Individual Retirement Account for the benefit of the Reporting Person.
holding HY Class A Common Stock 26.7K Feb 9, 2023 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. F3
holding HY Class A Common Stock 747 Feb 9, 2023 Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin F3
holding HY Class A Common Stock 19.2K Feb 9, 2023 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren F3
holding HY Class A Common Stock 4.16K Feb 9, 2023 Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams F3
holding HY Class A Common Stock 4.16K Feb 9, 2023 Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler F3
holding HY Class A Common Stock 127K Feb 9, 2023 Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HY Class B Common Stock 14.2K Feb 9, 2023 Class A Common Stock 14.2K Held in an Individual Retirement Account for the benefit of the Reporting Person. F4
holding HY Class B Common Stock 4K Feb 9, 2023 Class A Common Stock 4K proportionate interest in shares held by RA I LP F4
holding HY Class B Common Stock 50 Feb 9, 2023 Class A Common Stock 50 proportionate general partnership interest shares held by RAIV F4
holding HY Class B Common Stock 80 Feb 9, 2023 Class A Common Stock 80 Proportionate Interest in shares held by RA5 held by Rankin Management Inc. F4
holding HY Class B Common Stock 100 Feb 9, 2023 Class A Common Stock 100 Proportionate Interest in shares held by RA6 held by Rankin Management Inc. F4
holding HY Class B Common Stock 3.95K Feb 9, 2023 Class A Common Stock 3.95K proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner F4
holding HY Class B Common Stock 67.9K Feb 9, 2023 Class A Common Stock 67.9K Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams F3, F4
holding HY Class B Common Stock 67.9K Feb 9, 2023 Class A Common Stock 67.9K Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler F3, F4
holding HY Class B Common Stock 377 Feb 9, 2023 Class A Common Stock 377 Represents percentage of ownership interest of Rankin Associates V partnership held in trust F3, F4
holding HY Class B Common Stock 635 Feb 9, 2023 Class A Common Stock 635 Spouse's proportionate interest in shares held by RA VI F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan
F2 Mandatory Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 N/A