Alfred M. Rankin Jr. - 09 Feb 2023 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Chairman, Director
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
09 Feb 2023
Net transactions value
-$84,450
Form type
4
Filing time
13 Feb 2023, 13:30:41 UTC
Previous filing
04 Jan 2023
Next filing
04 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Options Exercise $0 +58,445 +249% $0.000000 81,892 09 Feb 2023 Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. F1
transaction HY Class A Common Stock Tax liability $84,450 -2,703 -3.3% $31.24 79,189 09 Feb 2023 Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. F2
holding HY Class A Common Stock 14,752 09 Feb 2023 Held in an Individual Retirement Account for the benefit of the Reporting Person.
holding HY Class A Common Stock 26,700 09 Feb 2023 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. F3
holding HY Class A Common Stock 747 09 Feb 2023 Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin F3
holding HY Class A Common Stock 19,200 09 Feb 2023 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren F3
holding HY Class A Common Stock 4,159 09 Feb 2023 Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams F3
holding HY Class A Common Stock 4,159 09 Feb 2023 Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler F3
holding HY Class A Common Stock 126,774 09 Feb 2023 Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HY Class B Common Stock 14,160 09 Feb 2023 Class A Common Stock 14,160 Held in an Individual Retirement Account for the benefit of the Reporting Person. F4
holding HY Class B Common Stock 4,000 09 Feb 2023 Class A Common Stock 4,000 proportionate interest in shares held by RA I LP F4
holding HY Class B Common Stock 50 09 Feb 2023 Class A Common Stock 50 proportionate general partnership interest shares held by RAIV F4
holding HY Class B Common Stock 80 09 Feb 2023 Class A Common Stock 80 Proportionate Interest in shares held by RA5 held by Rankin Management Inc. F4
holding HY Class B Common Stock 100 09 Feb 2023 Class A Common Stock 100 Proportionate Interest in shares held by RA6 held by Rankin Management Inc. F4
holding HY Class B Common Stock 3,950 09 Feb 2023 Class A Common Stock 3,950 proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner F4
holding HY Class B Common Stock 67,923 09 Feb 2023 Class A Common Stock 67,923 Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams F3, F4
holding HY Class B Common Stock 67,923 09 Feb 2023 Class A Common Stock 67,923 Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler F3, F4
holding HY Class B Common Stock 377 09 Feb 2023 Class A Common Stock 377 Represents percentage of ownership interest of Rankin Associates V partnership held in trust F3, F4
holding HY Class B Common Stock 635 09 Feb 2023 Class A Common Stock 635 Spouse's proportionate interest in shares held by RA VI F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan
F2 Mandatory Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 N/A