Victoire G. Rankin - Feb 9, 2023 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Feb 9, 2023
Transactions value $
-$84,450
Form type
4
Date filed
2/13/2023, 01:28 PM
Previous filing
Jan 4, 2023
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Options Exercise $0 +58.4K +249.26% $0.00 81.9K Feb 9, 2023 spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr F1, F2
transaction HY Class A Common Stock Tax liability -$84.4K -2.7K -3.3% $31.24 79.2K Feb 9, 2023 spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr F2, F3
holding HY Class A Common Stock 19.2K Feb 9, 2023 spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren F2
holding HY Class A Common Stock 14.8K Feb 9, 2023 Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse F2
holding HY Class A Common Stock 26.7K Feb 9, 2023 spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr F2
holding HY Class A Common Stock 747 Feb 9, 2023 Spouse is a Trustee of a Trust for the benefit of Bruce T. Rankin F2
holding HY Class A Common Stock 4.16K Feb 9, 2023 Spouse serves as trustee for the GSTs for the benefit of Clara Williams F2
holding HY Class A Common Stock 4.16K Feb 9, 2023 Spouse serves as trustee for GSTs for the benefit of Helen Butler F2
holding HY Class A Common Stock 127K Feb 9, 2023 Spouse serves as the Trustee of the Trust which is held for the benefit of the Reporting person

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HY Class B Common Stock 14.2K Feb 9, 2023 Class A Common Stock 14.2K Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse F2, F4
holding HY Class B Common Stock 4K Feb 9, 2023 Class A Common Stock 4K Spouses proportionate partnership interest in shares held by Rankin Associates I. F2, F4
holding HY Class B Common Stock 50 Feb 9, 2023 Class A Common Stock 50 RAIV General Partnership F4
holding HY Class B Common Stock 80 Feb 9, 2023 Class A Common Stock 80 Spouse's proportionate interest in shares held by RAV held by Rankin Management, Inc. F2, F4
holding HY Class B Common Stock 100 Feb 9, 2023 Class A Common Stock 100 Spouse's proportionate interest in shares in RAVI held by RAVI held by Rankin Management, Inc. F2, F4
holding HY Class B Common Stock 3.95K Feb 9, 2023 Class A Common Stock 3.95K Spouse's proportionate interest in shares in RA II LP held by Rankin Management, Inc. as GP F2, F4
holding HY Class B Common Stock 67.9K Feb 9, 2023 Class A Common Stock 67.9K Spouse serves as trustee for GSTs for the benefit of Clara Williams F2, F4
holding HY Class B Common Stock 67.9K Feb 9, 2023 Class A Common Stock 67.9K Spouse serves as trustee of GSTs trust for the benefit of Helen Butler F2, F4
holding HY Class B Common Stock 377 Feb 9, 2023 Class A Common Stock 377 Represents percentage of ownership interest of Rankin Associates V partnership held in trust F4
holding HY Class B Common Stock 635 Feb 9, 2023 Class A Common Stock 635 Reporting person's proportionate interest in shares held by Rankin Associates VI F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Spouse's LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Spouse's mandatory Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award
F4 N/A