David W. Gibbs - Mar 11, 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Mar 11, 2022
Transactions value $
-$1,487,221
Form type
4
Date filed
2/13/2023, 12:23 PM
Previous filing
Feb 14, 2022
Next filing
Apr 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Award $0 +41.4K +130.42% $0.00 73.1K Feb 10, 2023 Direct
transaction YUM Common Stock Tax liability -$2.14M -16.3K -22.3% $131.31 56.8K Feb 10, 2023 Direct
transaction YUM Common Stock Tax liability -$305K -2.32K -3.7% $131.31 60.4K Feb 11, 2023 Direct
transaction YUM Common Stock Options Exercise $774K +5.9K +10.39% $131.31 62.7K Feb 11, 2023 Direct
holding YUM Common Stock 39.5K Mar 11, 2022 Trust - DWG
holding YUM Common Stock 26.4K Mar 11, 2022 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $32.2K +277 +0.49% $116.26 56.8K Mar 11, 2022 Common Stock 277 $93.26 Direct F1
transaction YUM Restricted Stock Units Other $13.2K +113 +0.49% $116.26 23.3K Mar 11, 2022 Common Stock 113 Direct F2, F3
transaction YUM Restricted Stock Units Other $32.4K +283 +0.5% $114.41 57.1K Jun 10, 2022 Common Stock 283 $93.26 Direct F1
transaction YUM Restricted Stock Units Other $13.3K +116 +0.5% $114.41 23.4K Jun 10, 2022 Common Stock 116 Direct F2, F3
transaction YUM Restricted Stock Units Other $32.5K +280 +0.49% $116.09 57.3K Sep 9, 2022 Common Stock 280 $93.26 Direct F1
transaction YUM Restricted Stock Units Other $13.3K +115 +0.49% $116.09 23.5K Sep 9, 2022 Common Stock 115 Direct F2, F3
transaction YUM Restricted Stock Units Other $32.7K +256 +0.45% $127.71 57.6K Dec 9, 2022 Common Stock 256 $93.26 Direct F1
transaction YUM Restricted Stock Units Other $13.4K +105 +0.45% $127.71 23.6K Dec 9, 2022 Common Stock 105 Direct F2, F3
transaction YUM Stock Appreciation Right Award $0 +96.1K $0.00 96.1K Feb 10, 2023 Common Stock 96.1K $131.31 Direct F3
transaction YUM Restricted Stock Units Award $0 +21.9K $0.00 21.9K Feb 10, 2023 Common Stock 21.9K $131.31 Direct F3, F4
transaction YUM Restricted Stock Units Options Exercise $0 -5.9K -25% $0.00 17.7K Feb 11, 2023 Common Stock 5.9K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This grant does not have an expiration date.
F2 Conversion occurs on a one-for-one basis.
F3 Vesting occurs 25% per year beginning one year from grant date.
F4 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.