Sabir Sami - 11 Mar 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer - KFC
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
11 Mar 2022
Net transactions value
+$91,055
Form type
4
Filing time
13 Feb 2023, 12:13:36 UTC
Previous filing
14 Feb 2022
Next filing
20 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $119,958 +914 +15% $131.31 7,076 11 Feb 2023 Direct
transaction YUM Common Stock Tax liability $55,544 -423 -6% $131.31 6,653 11 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $4,568 +39 +0.49% $116.26 8,052 11 Mar 2022 Common Stock 39 Direct F1, F2
transaction YUM Restricted Stock Units Other $2,044 +18 +0.49% $116.26 3,603 11 Mar 2022 Common Stock 18 Direct F3, F4
transaction YUM Restricted Stock Units Other $4,590 +40 +0.5% $114.41 8,092 10 Jun 2022 Common Stock 40 Direct F1, F2
transaction YUM Restricted Stock Units Other $2,054 +18 +0.5% $114.41 3,621 10 Jun 2022 Common Stock 18 Direct F3, F4
transaction YUM Restricted Stock Units Other $4,612 +40 +0.49% $116.09 8,132 09 Sep 2022 Common Stock 40 Direct F1, F2
transaction YUM Restricted Stock Units Other $2,064 +18 +0.49% $116.09 3,638 09 Sep 2022 Common Stock 18 Direct F3, F4
transaction YUM Restricted Stock Units Other $4,635 +36 +0.45% $127.71 8,168 09 Dec 2022 Common Stock 36 Direct F1, F2
transaction YUM Restricted Stock Units Other $2,074 +16 +0.45% $127.71 3,655 09 Dec 2022 Common Stock 16 Direct F3, F4
transaction YUM Employee Stock Option (Right to Buy) Award $0 +18,794 $0.000000 18,794 10 Feb 2023 Common Stock 18,794 $131.31 Direct F4
transaction YUM Restricted Stock Units Award $0 +4,284 $0.000000 4,284 10 Feb 2023 Common Stock 4,284 $131.31 Direct F4, F5
transaction YUM Restricted Stock Units Options Exercise $0 -914 -25% $0.000000 2,741 11 Feb 2023 Common Stock 914 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Vesting occurs upon distribution date of grant, that is 4 years from grant date.
F3 Conversion occurs on a one-for-one basis.
F4 Vesting occurs 25% per year beginning one year from grant date.
F5 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.