DAVID B. WILLIAMS - 31 Dec 2022 Form 5 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Director, Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
13 Feb 2023, 11:45:10 UTC
Previous filing
05 Jan 2023
Next filing
04 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift $0 -369 -5.3% $0.000000 6,638 13 Dec 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -368 -5.3% $0.000000 6,638 13 Dec 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 +368 +3.5% $0.000000 10,949 13 Dec 2022 By Assoc II/Daughter 2 F1, F3
transaction NC Class A Common Stock Gift $0 +369 +4% $0.000000 9,575 13 Dec 2022 By Assoc II/Daughter 1 F1, F3
holding NC Class A Common Stock 2,191 31 Dec 2022 By Spouse/Trust F4
holding NC Class A Common Stock 5,398 31 Dec 2022 By Trust/Daughter 2 F5
holding NC Class A Common Stock 5,398 31 Dec 2022 By Trust/Daughter 1 F6
holding NC Class A Common Stock 68,094 31 Dec 2022 By Spouse/Trust F7
holding NC Class A Common Stock 15,299 31 Dec 2022 Direct
holding NC Class A Common Stock 2,553 31 Dec 2022 By Trust/Daughter 2 F8
holding NC Class A Common Stock 5,398 31 Dec 2022 By Trust/Niece F9
holding NC Class A Common Stock 5,398 31 Dec 2022 By Trust/Nephew F10
holding NC Class A Common Stock 3,927 31 Dec 2022 By Trust/Daughter 1 F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 7,857 31 Dec 2022 Class A Common Stock 7,857 By Spouse/Trust F1, F4
holding NC Class B Common Stock 26,161 31 Dec 2022 Class A Common Stock 26,161 spouse/RAI F1, F11
holding NC Class B Common Stock 42,529 31 Dec 2022 Class A Common Stock 42,529 to Spouse by RAIV (B) F1
holding NC Class B Common Stock 24,729 31 Dec 2022 Class A Common Stock 24,729 By Trust/Daughter 2 F1, F5
holding NC Class B Common Stock 24,729 31 Dec 2022 Class A Common Stock 24,729 By Trust/Daughter 1 F1, F6
holding NC Class B Common Stock 9,195 31 Dec 2022 Class A Common Stock 9,195 By Spouse/Trust F1, F7
holding NC Class B Common Stock 24,729 31 Dec 2022 Class A Common Stock 24,729 By Trust/Niece F1, F9
holding NC Class B Common Stock 24,729 31 Dec 2022 Class A Common Stock 24,729 By Trust/Nephew F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
F3 Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F4 Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person is the trustee for the CRW 2020 GST Trust for the benefit of Helen C. Williams.
F6 Reporting Person is the trustee for the CRW 2020 GST Trust for the benefit of Margo J.V. Williams.
F7 Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F8 Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F9 Reporting Person's spouse serves as trustee of the HRB 2020 GST Trust for the benefit of Clara R. Butler.
F10 Reporting Person's spouse serves as trustee of the HRB 2020 GST Trust for the benefit of Griffin B. Butler.
F11 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.