David B. Williams - Dec 31, 2022 Form 5 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Director, Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/13/2023, 11:45 AM
Previous filing
Jan 5, 2023
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift $0 -369 -5.27% $0.00 6.64K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -368 -5.25% $0.00 6.64K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 +368 +3.48% $0.00 10.9K Dec 13, 2022 By Assoc II/Daughter 2 F1, F3
transaction NC Class A Common Stock Gift $0 +369 +4.01% $0.00 9.58K Dec 13, 2022 By Assoc II/Daughter 1 F1, F3
holding NC Class A Common Stock 2.19K Dec 31, 2022 By Spouse/Trust F4
holding NC Class A Common Stock 5.4K Dec 31, 2022 By Trust/Daughter 2 F5
holding NC Class A Common Stock 5.4K Dec 31, 2022 By Trust/Daughter 1 F6
holding NC Class A Common Stock 68.1K Dec 31, 2022 By Spouse/Trust F7
holding NC Class A Common Stock 15.3K Dec 31, 2022 Direct
holding NC Class A Common Stock 2.55K Dec 31, 2022 By Trust/Daughter 2 F8
holding NC Class A Common Stock 5.4K Dec 31, 2022 By Trust/Niece F9
holding NC Class A Common Stock 5.4K Dec 31, 2022 By Trust/Nephew F10
holding NC Class A Common Stock 3.93K Dec 31, 2022 By Trust/Daughter 1 F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 7.86K Dec 31, 2022 Class A Common Stock 7.86K By Spouse/Trust F1, F4
holding NC Class B Common Stock 26.2K Dec 31, 2022 Class A Common Stock 26.2K spouse/RAI F1, F11
holding NC Class B Common Stock 42.5K Dec 31, 2022 Class A Common Stock 42.5K to Spouse by RAIV (B) F1
holding NC Class B Common Stock 24.7K Dec 31, 2022 Class A Common Stock 24.7K By Trust/Daughter 2 F1, F5
holding NC Class B Common Stock 24.7K Dec 31, 2022 Class A Common Stock 24.7K By Trust/Daughter 1 F1, F6
holding NC Class B Common Stock 9.2K Dec 31, 2022 Class A Common Stock 9.2K By Spouse/Trust F1, F7
holding NC Class B Common Stock 24.7K Dec 31, 2022 Class A Common Stock 24.7K By Trust/Niece F1, F9
holding NC Class B Common Stock 24.7K Dec 31, 2022 Class A Common Stock 24.7K By Trust/Nephew F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
F3 Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F4 Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person is the trustee for the CRW 2020 GST Trust for the benefit of Helen C. Williams.
F6 Reporting Person is the trustee for the CRW 2020 GST Trust for the benefit of Margo J.V. Williams.
F7 Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F8 Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F9 Reporting Person's spouse serves as trustee of the HRB 2020 GST Trust for the benefit of Clara R. Butler.
F10 Reporting Person's spouse serves as trustee of the HRB 2020 GST Trust for the benefit of Griffin B. Butler.
F11 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.