Clara R. Williams - Dec 31, 2022 Form 5 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/13/2023, 11:43 AM
Previous filing
Jan 5, 2023
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift $0 -369 -5.27% $0.00 6.64K Dec 13, 2022 By AssocII/Spouse F1, F2
transaction NC Class A Common Stock Gift $0 -368 -5.25% $0.00 6.64K Dec 13, 2022 By AssocII/Spouse F1, F2
transaction NC Class A Common Stock Gift $0 +369 +4.01% $0.00 9.58K Dec 13, 2022 By Assoc II/Daughter F1, F3
transaction NC Class A Common Stock Gift $0 +368 +3.48% $0.00 10.9K Dec 13, 2022 By AssocII/Daughter 2 F1, F3
holding NC Class A Common Stock 2.19K Dec 31, 2022 By Trust F4
holding NC Class A Common Stock 5.4K Dec 31, 2022 By Trust/Daughter 2 F5
holding NC Class A Common Stock 5.4K Dec 31, 2022 By Trust/Daughter 1 F6
holding NC Class A Common Stock 68.1K Dec 31, 2022 By Trust F7
holding NC Class A Common Stock 15.3K Dec 31, 2022 By Spouse F8
holding NC Class A Common Stock 2.55K Dec 31, 2022 By Trust/Child2 F9
holding NC Class A Common Stock 5.4K Dec 31, 2022 By Trust/Niece F10
holding NC Class A Common Stock 5.4K Dec 31, 2022 By Trust/Nephew F11
holding NC Class A Common Stock 3.93K Dec 31, 2022 Trust/Child1 F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 7.86K Dec 31, 2022 Class A Common Stock 7.86K By Trust F1, F4
holding NC Class B Common Stock 24.7K Dec 31, 2022 Class A Common Stock 24.7K By Trust/Daughter 2 F1, F5
holding NC Class B Common Stock 24.7K Dec 31, 2022 Class A Common Stock 24.7K By Trust/Daughter 1 F1, F6
holding NC Class B Common Stock 26.2K Dec 31, 2022 Class A Common Stock 26.2K By RAI F1, F12
holding NC Class B Common Stock 42.5K Dec 31, 2022 Class A Common Stock 42.5K by RAIV B F1
holding NC Class B Common Stock 9.2K Dec 31, 2022 Class A Common Stock 9.2K By Trust F1, F7
holding NC Class B Common Stock 24.7K Dec 31, 2022 Class A Common Stock 24.7K By Trust/Niece F1, F10
holding NC Class B Common Stock 24.7K Dec 31, 2022 Class A Common Stock 24.7K By Trust/Nephew F1, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F3 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F4 Held by BTR 2020 GST Trust for the benefit of Reporting Person.
F5 Reporting Person's spouse serves as trustee of the CRW 2020 GST Trust for the benefit of Helen C. Williams.
F6 Reporting Person's spouse serves as trustee of the CRW 2020 GST Trust for the benefit of Margo J.V. Williams.
F7 Held by trust for the benefit of Reporting Person.
F8 By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F9 Held by Trust, Reporting Person's spouse is Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F10 Reporting person serves as trustee of the HRB 2020 GST Trust for the benefit of Clara R. Butler.
F11 Reporting Person serves as trustee of the HRB 2020 GST Trust for the benefit of Griffin B. Butler.
F12 RAI-Represents Reporting Person's limited partnership interest in shares held by Rankin Associates I, L.P.