Thomas T. Rankin - Dec 31, 2022 Form 5 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/13/2023, 11:22 AM
Previous filing
Jan 5, 2023
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift $0 -369 -1.29% $0.00 28.3K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.65% $0.00 28.3K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.65% $0.00 28.3K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -368 -1.28% $0.00 28.3K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.65% $0.00 28.3K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.65% $0.00 28.3K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -369 -1.29% $0.00 28.3K Dec 13, 2022 By Assoc II F1, F2
holding NC Class A Common Stock 2.19K Dec 31, 2022 By Trust/Son 2 F3
holding NC Class A Common Stock 2.19K Dec 31, 2022 By Trust/Son 1 F4
holding NC Class A Common Stock 2.19K Dec 31, 2022 By Trust/Son 3 F5
holding NC Class A Common Stock 3.22K Dec 31, 2022 By Spouse F6
holding NC Class A Common Stock 1.84K Dec 31, 2022 By Assoc II/Spouse F7
holding NC Class A Common Stock 7 Dec 31, 2022 Direct F8
holding NC Class A Common Stock 1.98K Dec 31, 2022 By RMI (Delaware) F9
holding NC Class A Common Stock 165 Dec 31, 2022 By Trust F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 9.43K Dec 31, 2022 Class A Common Stock 9.43K By Trust/Son 2 F1, F11
holding NC Class B Common Stock 9.43K Dec 31, 2022 Class A Common Stock 9.43K By Trust/Son 1 F1, F12
holding NC Class B Common Stock 9.43K Dec 31, 2022 Class A Common Stock 9.43K By Trust/Son 3 F1, F13
holding NC Class B Common Stock 7.86K Dec 31, 2022 Class A Common Stock 7.86K By Trust/Son 2 F1, F3
holding NC Class B Common Stock 7.86K Dec 31, 2022 Class A Common Stock 7.86K By Trust/Son 1 F1, F4
holding NC Class B Common Stock 7.86K Dec 31, 2022 Class A Common Stock 7.86K By Trust/Son 3 F1, F5
holding NC Class B Common Stock 20K Dec 31, 2022 Class A Common Stock 20K By Assoc I/Spouse F1, F14
holding NC Class B Common Stock 85.1K Dec 31, 2022 Class A Common Stock 85.1K By Assoc IV/Spouse F1, F15
holding NC Class B Common Stock 25 Dec 31, 2022 Class A Common Stock 25 $0.00 By GP F1, F16
holding NC Class B Common Stock 35.3K Dec 31, 2022 Class A Common Stock 35.3K $0.00 By Assoc I F1, F17
holding NC Class B Common Stock 146K Dec 31, 2022 Class A Common Stock 146K $0.00 By Trust F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F3 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o James T. Rankin.
F4 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Matthew M. Rankin.
F5 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Thomas Parker Rankin.
F6 By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F7 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F8 As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
F9 Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares.
F10 Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.
F11 Reporting person serves as trustee of BTR 2012 GST Trust for benefit of James Rankin.
F12 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin.
F13 Reporting person serves as trustee of BTR 2012 GST Trust for benefit of Thomas Parker Rankin.
F14 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F15 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P . Reporting Person disclaims beneficial ownership of all such shares.
F16 (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F17 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.