Tracy L. Skeans - 11 Mar 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
COO and CPO
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
11 Mar 2022
Net transactions value
-$202,744
Form type
4
Filing time
13 Feb 2023, 11:08:39 UTC
Previous filing
07 Mar 2022
Next filing
01 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Award $0 +9,454 +89% $0.000000 20,049 10 Feb 2023 Direct
transaction YUM Common Stock Tax liability $341,406 -2,600 -13% $131.31 17,449 10 Feb 2023 Direct
transaction YUM Common Stock Options Exercise $188,465 +1,435 +8.2% $131.31 18,884 11 Feb 2023 Direct
transaction YUM Common Stock Tax liability $74,321 -566 -3% $131.31 18,318 11 Feb 2023 Direct
holding YUM Common Stock 2,103 11 Mar 2022 401(k) Plan
holding YUM Common Stock 7,251 11 Mar 2022 Skeans Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $3,210 +28 +0.49% $116.23 5,661 11 Mar 2022 Common Stock 28 Direct F1, F2
transaction YUM Restricted Stock Units Other $2,874 +25 +0.49% $116.26 5,066 11 Mar 2022 Common Stock 25 Direct F3
transaction YUM Restricted Stock Units Other $3,226 +28 +0.5% $114.41 5,689 10 Jun 2022 Common Stock 28 Direct F1, F2
transaction YUM Restricted Stock Units Other $2,888 +25 +0.5% $114.41 5,091 10 Jun 2022 Common Stock 25 Direct F3
transaction YUM Restricted Stock Units Other $3,242 +28 +0.49% $116.09 5,717 09 Sep 2022 Common Stock 28 Direct F1, F2
transaction YUM Restricted Stock Units Other $2,902 +25 +0.49% $116.09 5,116 09 Sep 2022 Common Stock 25 Direct F3
transaction YUM Restricted Stock Units Other $3,259 +26 +0.45% $127.71 5,742 09 Dec 2022 Common Stock 26 Direct F1, F2
transaction YUM Restricted Stock Units Other $2,916 +23 +0.45% $127.71 5,139 09 Dec 2022 Common Stock 23 Direct F3
transaction YUM Stock Appreciation Right Award $0 +22,971 $0.000000 22,971 10 Feb 2023 Common Stock 22,971 $131.31 Direct F2
transaction YUM Restricted Stock Units Award $0 +5,236 $0.000000 5,236 10 Feb 2023 Common Stock 5,236 $131.31 Direct F2, F4
transaction YUM Restricted Stock Units Options Exercise $0 -1,435 -25% $0.000000 4,307 11 Feb 2023 Common Stock 1,435 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from grant date.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock
F4 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.