Mark James King - Mar 11, 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
CEO - Taco Bell
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Mar 11, 2022
Transactions value $
-$361,199
Form type
4
Date filed
2/13/2023, 11:01 AM
Previous filing
Feb 14, 2022
Next filing
Dec 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Award $0 +8.86K +75.38% $0.00 20.6K Feb 10, 2023 Direct
transaction YUM Common Stock Tax liability -$430K -3.27K -15.87% $131.31 17.4K Feb 10, 2023 Direct
transaction YUM Common Stock Options Exercise $120K +914 +5.27% $131.31 18.3K Feb 11, 2023 Direct
transaction YUM Common Stock Tax liability -$59.6K -454 -2.49% $131.31 17.8K Feb 11, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $2.04K +17.6 +0.49% $116.26 3.6K Mar 11, 2022 Common Stock 17.6 Direct F1, F2, F3
transaction YUM Restricted Stock Units Other $2.05K +18 +0.5% $114.41 3.62K Jun 10, 2022 Common Stock 18 Direct F1, F2, F3
transaction YUM Restricted Stock Units Other $2.06K +17.8 +0.49% $116.09 3.64K Sep 9, 2022 Common Stock 17.8 Direct F1, F2, F3
transaction YUM Restricted Stock Units Other $2.07K +16.2 +0.45% $127.71 3.65K Dec 9, 2022 Common Stock 16.2 Direct F1, F2, F3
transaction YUM Stock Appreciation Right Award $0 +16.7K $0.00 16.7K Feb 10, 2023 Common Stock 16.7K $131.31 Direct F2
transaction YUM Restricted Stock Units Award $0 +3.81K $0.00 3.81K Feb 10, 2023 Common Stock 3.81K $131.31 Direct F2, F3
transaction YUM Restricted Stock Units Options Exercise $0 -914 -25% $0.00 2.74K Feb 11, 2023 Common Stock 914 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Vesting occurs upon distribution date of grant, that is 4 years from grant date.
F2 Vesting occurs 25% per year beginning one year from grant date.
F3 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.