Corbin Rankin - Dec 31, 2022 Form 5 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/13/2023, 10:57 AM
Previous filing
Jan 5, 2023
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift $0 -369 -1.29% $0.00 28.3K Dec 13, 2022 By Assoc II/Spouse F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.65% $0.00 28.3K Dec 13, 2022 By Assoc II/Spouse F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.65% $0.00 28.3K Dec 13, 2022 By Assoc II/Spouse F1, F2
transaction NC Class A Common Stock Gift $0 -368 -1.28% $0.00 28.3K Dec 13, 2022 By Assoc II/Spouse F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.65% $0.00 28.3K Dec 13, 2022 By Assoc II/Spouse F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.65% $0.00 28.3K Dec 13, 2022 By Assoc II/Spouse F1, F2
transaction NC Class A Common Stock Gift $0 -369 -1.29% $0.00 28.3K Dec 13, 2022 By Assoc II/Spouse F1, F2
holding NC Class A Common Stock 2.19K Dec 31, 2022 By Trust/Son 2 F3
holding NC Class A Common Stock 2.19K Dec 31, 2022 By Trust/Son 1 F4
holding NC Class A Common Stock 2.19K Dec 31, 2022 By Trust/Son 3 F5
holding NC Class A Common Stock 3.22K Dec 31, 2022 Direct
holding NC Class A Common Stock 1.84K Dec 31, 2022 By Assoc II F6
holding NC Class A Common Stock 7 Dec 31, 2022 By Spouse F7
holding NC Class A Common Stock 1.98K Dec 31, 2022 By RMI/Spouse F8
holding NC Class A Common Stock 165 Dec 31, 2022 By Spouse/Trust F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 9.43K Dec 31, 2022 Class A Common Stock 9.43K By Trust/Son 2 F1, F10
holding NC Class B Common Stock 9.43K Dec 31, 2022 Class A Common Stock 9.43K By Trust/Son 1 F1, F11
holding NC Class B Common Stock 9.43K Dec 31, 2022 Class A Common Stock 9.43K By Trust/Son 3 F1, F12
holding NC Class B Common Stock 7.86K Dec 31, 2022 Class A Common Stock 7.86K By Trust/Son 2 F1, F3
holding NC Class B Common Stock 7.86K Dec 31, 2022 Class A Common Stock 7.86K By Trust/Son 1 F1, F4
holding NC Class B Common Stock 7.86K Dec 31, 2022 Class A Common Stock 7.86K By Trust/Son 3 F1, F5
holding NC Class B Common Stock 20K Dec 31, 2022 Class A Common Stock 20K By Assoc I F1, F13
holding NC Class B Common Stock 85.1K Dec 31, 2022 Class A Common Stock 85.1K By Assoc IV F1, F14
holding NC Class B Common Stock 25 Dec 31, 2022 Class A Common Stock 25 $0.00 By Spouse (GP) F1, F15
holding NC Class B Common Stock 35.3K Dec 31, 2022 Class A Common Stock 35.3K $0.00 By Assoc I/Spouse F1, F16
holding NC Class B Common Stock 146K Dec 31, 2022 Class A Common Stock 146K $0.00 By Trust/Spouse F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F3 Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o James T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Matthew M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Thomas Parker Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F6 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F7 By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F8 Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person disclaims beneficial ownership of all such shares.
F9 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin. Reporting Person disclaims benefici al ownership of all such shares.
F10 Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of James Rankin.
F11 Reporting person's spouse serves as trustee of BTR 2012 GST for Matthew Rankin.
F12 Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Thomas P Rankin.
F13 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
F14 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
F15 GP. Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.
F16 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.