Scott Catlett - 11 Mar 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Legal &Franchise Officer
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
11 Mar 2022
Net transactions value
-$183,557
Form type
4
Filing time
13 Feb 2023, 10:53:58 UTC
Previous filing
14 Feb 2022
Next filing
20 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Award $0 +7,386 +116% $0.000000 13,758 10 Feb 2023 Direct
transaction YUM Common Stock Tax liability $304,902 -2,322 -17% $131.31 11,436 10 Feb 2023 Direct
transaction YUM Common Stock Options Exercise $154,212 +1,174 +10% $131.31 12,610 11 Feb 2023 Direct
transaction YUM Common Stock Tax liability $66,705 -508 -4% $131.31 12,102 11 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $5,747 +49 +0.49% $116.26 10,132 11 Mar 2022 Common Stock 49 Direct F1
transaction YUM Restricted Stock Units Other $5,869 +50 +0.5% $116.26 10,182 11 Mar 2022 Common Stock 50 Direct F1
transaction YUM Restricted Stock Units Other $2,627 +23 +0.49% $116.26 4,632 11 Mar 2022 Common Stock 23 Direct F2, F3
transaction YUM Restricted Stock Units Other $2,641 +23 +0.5% $114.41 4,655 10 Jun 2022 Common Stock 23 Direct F2, F3
transaction YUM Restricted Stock Units Other $5,803 +50 +0.49% $116.09 10,232 09 Sep 2022 Common Stock 50 Direct F1
transaction YUM Restricted Stock Units Other $2,653 +23 +0.49% $116.09 4,678 09 Sep 2022 Common Stock 23 Direct F2, F3
transaction YUM Restricted Stock Units Other $5,833 +46 +0.45% $127.71 10,278 09 Dec 2022 Common Stock 46 Direct F1
transaction YUM Restricted Stock Units Other $2,667 +21 +0.45% $127.71 4,698 09 Dec 2022 Common Stock 21 Direct F2, F3
transaction YUM Stock Appreciation Right Award $0 +18,794 $0.000000 18,794 10 Feb 2023 Common Stock 18,794 $131.31 Direct F3
transaction YUM Restricted Stock Units Award $0 +4,284 $0.000000 4,284 10 Feb 2023 Common Stock 4,284 $131.31 Direct F3, F4
transaction YUM Restricted Stock Units Options Exercise $0 -1,174 -25% $0.000000 3,524 11 Feb 2023 Common Stock 1,174 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock
F2 Conversion occurs on a one-for-one basis.
F3 Vesting occurs 25% per year beginning one year from grant date.
F4 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.