Scott Catlett - Mar 11, 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Legal &Franchise Officer
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Mar 11, 2022
Transactions value $
-$183,557
Form type
4
Date filed
2/13/2023, 10:53 AM
Previous filing
Feb 14, 2022
Next filing
Dec 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Award $0 +7.39K +115.91% $0.00 13.8K Feb 10, 2023 Direct
transaction YUM Common Stock Tax liability -$305K -2.32K -16.88% $131.31 11.4K Feb 10, 2023 Direct
transaction YUM Common Stock Options Exercise $154K +1.17K +10.27% $131.31 12.6K Feb 11, 2023 Direct
transaction YUM Common Stock Tax liability -$66.7K -508 -4.03% $131.31 12.1K Feb 11, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $5.75K +49.4 +0.49% $116.26 10.1K Mar 11, 2022 Common Stock 49.4 Direct F1
transaction YUM Restricted Stock Units Other $5.87K +50.5 +0.5% $116.26 10.2K Mar 11, 2022 Common Stock 50.5 Direct F1
transaction YUM Restricted Stock Units Other $2.63K +22.6 +0.49% $116.26 4.63K Mar 11, 2022 Common Stock 22.6 Direct F2, F3
transaction YUM Restricted Stock Units Other $2.64K +23.1 +0.5% $114.41 4.65K Jun 10, 2022 Common Stock 23.1 Direct F2, F3
transaction YUM Restricted Stock Units Other $5.8K +50 +0.49% $116.09 10.2K Sep 9, 2022 Common Stock 50 Direct F1
transaction YUM Restricted Stock Units Other $2.65K +22.9 +0.49% $116.09 4.68K Sep 9, 2022 Common Stock 22.9 Direct F2, F3
transaction YUM Restricted Stock Units Other $5.83K +45.7 +0.45% $127.71 10.3K Dec 9, 2022 Common Stock 45.7 Direct F1
transaction YUM Restricted Stock Units Other $2.67K +20.9 +0.45% $127.71 4.7K Dec 9, 2022 Common Stock 20.9 Direct F2, F3
transaction YUM Stock Appreciation Right Award $0 +18.8K $0.00 18.8K Feb 10, 2023 Common Stock 18.8K $131.31 Direct F3
transaction YUM Restricted Stock Units Award $0 +4.28K $0.00 4.28K Feb 10, 2023 Common Stock 4.28K $131.31 Direct F3, F4
transaction YUM Restricted Stock Units Options Exercise $0 -1.17K -25% $0.00 3.52K Feb 11, 2023 Common Stock 1.17K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock
F2 Conversion occurs on a one-for-one basis.
F3 Vesting occurs 25% per year beginning one year from grant date.
F4 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.