Claiborne R. Rankin - Dec 31, 2022 Form 5 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/13/2023, 10:46 AM
Previous filing
Oct 5, 2022
Next filing
May 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift $0 -185 -0.6% $0.00 30.7K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -115 -0.37% $0.00 30.7K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -115 -0.37% $0.00 30.7K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.6% $0.00 30.7K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.6% $0.00 30.7K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.6% $0.00 30.7K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -230 -0.74% $0.00 30.7K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -185 -0.6% $0.00 30.7K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -230 -0.74% $0.00 30.7K Dec 13, 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -230 -0.74% $0.00 30.7K Dec 13, 2022 By Assoc II F1, F2
holding NC Class A Common Stock 1.98K Dec 31, 2022 By Assoc II/Spouse F3
holding NC Class A Common Stock 2.36K Dec 31, 2022 By Spouse/Trust F4
holding NC Class A Common Stock 2.19K Dec 31, 2022 By Trust/Daughter 1 F5
holding NC Class A Common Stock 2.19K Dec 31, 2022 By Trust/Son F6
holding NC Class A Common Stock 2.19K Dec 31, 2022 By Trust/Daughter 2 F7
holding NC Class A Common Stock 1.98K Dec 31, 2022 By RMI (Delaware) F8
holding NC Class A Common Stock 25.8K Dec 31, 2022 By Trust F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 50K Dec 31, 2022 Class A Common Stock 50K By Assoc I/Spouse F1, F10
holding NC Class B Common Stock 84.5K Dec 31, 2022 Class A Common Stock 84.5K By Assoc IV/Spouse F1, F11
holding NC Class B Common Stock 9.43K Dec 31, 2022 Class A Common Stock 9.43K By Trust/Daughter 1 F1, F12
holding NC Class B Common Stock 9.43K Dec 31, 2022 Class A Common Stock 9.43K By Trust/Son F1, F13
holding NC Class B Common Stock 9.43K Dec 31, 2022 Class A Common Stock 9.43K By Trust/Daughter 2 F1, F14
holding NC Class B Common Stock 7.86K Dec 31, 2022 Class A Common Stock 7.86K By Trust/Daughter 1 F1, F5
holding NC Class B Common Stock 7.86K Dec 31, 2022 Class A Common Stock 7.86K By Trust/Son F1, F6
holding NC Class B Common Stock 7.86K Dec 31, 2022 Class A Common Stock 7.86K By Trust/Daughter 2 F1, F7
holding NC Class B Common Stock 25 Dec 31, 2022 Class A Common Stock 25 $0.00 By GP F1, F15
holding NC Class B Common Stock 20.3K Dec 31, 2022 Class A Common Stock 20.3K $0.00 By Assoc I F1, F16
holding NC Class B Common Stock 582 Dec 31, 2022 Class A Common Stock 582 $0.00 By Assoc IV F1, F17
holding NC Class B Common Stock 97.3K Dec 31, 2022 Class A Common Stock 97.3K $0.00 By Trust F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F3 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Chloe R. Seelbach.
F6 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr.
F7 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Julia R. Kuipers.
F8 Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
F9 Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
F10 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F11 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F12 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Chloe R. Seelbach.
F13 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Claiborne Rankin, Jr.
F14 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Julia R. Kuipers.
F15 GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F16 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
F17 (RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.