Claiborne R. Rankin - 31 Dec 2022 Form 5 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
13 Feb 2023, 10:46:11 UTC
Previous filing
05 Oct 2022
Next filing
19 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift $0 -185 -0.6% $0.000000 30,729 13 Dec 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -115 -0.37% $0.000000 30,729 13 Dec 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -115 -0.37% $0.000000 30,729 13 Dec 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.6% $0.000000 30,729 13 Dec 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.6% $0.000000 30,729 13 Dec 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -184 -0.6% $0.000000 30,729 13 Dec 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -230 -0.74% $0.000000 30,729 13 Dec 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -185 -0.6% $0.000000 30,729 13 Dec 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -230 -0.74% $0.000000 30,729 13 Dec 2022 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -230 -0.74% $0.000000 30,729 13 Dec 2022 By Assoc II F1, F2
holding NC Class A Common Stock 1,978 31 Dec 2022 By Assoc II/Spouse F3
holding NC Class A Common Stock 2,360 31 Dec 2022 By Spouse/Trust F4
holding NC Class A Common Stock 2,192 31 Dec 2022 By Trust/Daughter 1 F5
holding NC Class A Common Stock 2,192 31 Dec 2022 By Trust/Son F6
holding NC Class A Common Stock 2,192 31 Dec 2022 By Trust/Daughter 2 F7
holding NC Class A Common Stock 1,975 31 Dec 2022 By RMI (Delaware) F8
holding NC Class A Common Stock 25,768 31 Dec 2022 By Trust F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 50,000 31 Dec 2022 Class A Common Stock 50,000 By Assoc I/Spouse F1, F10
holding NC Class B Common Stock 84,474 31 Dec 2022 Class A Common Stock 84,474 By Assoc IV/Spouse F1, F11
holding NC Class B Common Stock 9,430 31 Dec 2022 Class A Common Stock 9,430 By Trust/Daughter 1 F1, F12
holding NC Class B Common Stock 9,430 31 Dec 2022 Class A Common Stock 9,430 By Trust/Son F1, F13
holding NC Class B Common Stock 9,430 31 Dec 2022 Class A Common Stock 9,430 By Trust/Daughter 2 F1, F14
holding NC Class B Common Stock 7,856 31 Dec 2022 Class A Common Stock 7,856 By Trust/Daughter 1 F1, F5
holding NC Class B Common Stock 7,856 31 Dec 2022 Class A Common Stock 7,856 By Trust/Son F1, F6
holding NC Class B Common Stock 7,856 31 Dec 2022 Class A Common Stock 7,856 By Trust/Daughter 2 F1, F7
holding NC Class B Common Stock 25 31 Dec 2022 Class A Common Stock 25 $0.000000 By GP F1, F15
holding NC Class B Common Stock 20,312 31 Dec 2022 Class A Common Stock 20,312 $0.000000 By Assoc I F1, F16
holding NC Class B Common Stock 582 31 Dec 2022 Class A Common Stock 582 $0.000000 By Assoc IV F1, F17
holding NC Class B Common Stock 97,312 31 Dec 2022 Class A Common Stock 97,312 $0.000000 By Trust F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F3 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Chloe R. Seelbach.
F6 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr.
F7 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Julia R. Kuipers.
F8 Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
F9 Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
F10 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F11 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F12 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Chloe R. Seelbach.
F13 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Claiborne Rankin, Jr.
F14 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Julia R. Kuipers.
F15 GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F16 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
F17 (RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.