Jeff Kuai - 09 Feb 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, Pizza Hut
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
09 Feb 2023
Net transactions value
$0
Form type
4
Filing time
13 Feb 2023, 05:23:12 UTC
Previous filing
19 Jan 2023
Next filing
14 Feb 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Award $0 +8,047 $0.000000 8,047 09 Feb 2023 Common Stock 8,047 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Award $0 +1,610 $0.000000 1,610 09 Feb 2023 Common Stock 1,610 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/9/2023.
F3 This grant does not have an expiration date.
F4 Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date.