Xueling Lu - Feb 9, 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Controller and PAO
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 9, 2023
Transactions value $
$0
Form type
4
Date filed
2/13/2023, 05:15 AM
Previous filing
Jan 19, 2023
Next filing
Feb 14, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Award $0 +2.41K $0.00 2.41K Feb 9, 2023 Common Stock 2.41K Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Award $0 +2.62K $0.00 2.62K Feb 9, 2023 Common Stock 2.62K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date.
F3 This grant does not have an expiration date.
F4 Vesting occurs 1/3 per year beginning one year from 2/9/2023.