Enrique Miguez - 06 Feb 2023 Form 4 Insider Report for CARNIVAL CORP (CCL)

Signature
/s/ Enrique Miguez
Issuer symbol
CCL
Transactions as of
06 Feb 2023
Net transactions value
-$1,097
Form type
4
Filing time
08 Feb 2023, 10:38:47 UTC
Previous filing
23 Jan 2023
Next filing
23 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCL Common Stock Award $0 +383 +0.89% $0.000000 43,274 06 Feb 2023 Direct F1, F2
transaction CCL Common Stock Tax liability $1,097 -94 -0.22% $11.67 43,180 06 Feb 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2020 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock.
F2 The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals.
F3 Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.