Key facts
- This page summarizes David Bernstein's Form 4 filing for CARNIVAL CORP (CCL).
- 4 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 08 Feb 2023, 10:35.
David Bernstein - 06 Feb 2023 Form 4 Insider Report for CARNIVAL CORP (CCL)
- Reporting relationship
- CFO & CAO
- Issuer ticker
- CCL
- Reported as of
- 06 Feb 2023
- Net transaction value
- -$365,407
- SEC form
- 4
- Accepted by SEC
- 08 Feb 2023, 10:35:07 UTC
- Prior SEC filing
- 23 Jan 2023
- Next SEC filing
- 23 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Bernstein
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Bernstein filed Form 4 for CARNIVAL CORP (CCL) on 08 Feb 2023.
Change
- Previous filing in this sequence was filed on 23 Jan 2023.
- Current net transaction value: -$365,407.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CCL
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +16,336
- Change %
- +18%
- Price
- $0.000000
- Shares after
- 109,214
- Date
- 06 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F2
CCL
transaction
Common Stock
Tax liability
- Transaction value
- $75,012
- Shares
- -6,428
- Change %
- -5.9%
- Price
- $11.67
- Shares after
- 102,786
- Date
- 06 Feb 2023
- Ownership
- Direct
- Footnotes
- F3
CCL
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +63,238
- Change %
- +62%
- Price
- $0.000000
- Shares after
- 166,024
- Date
- 06 Feb 2023
- Ownership
- Direct
- Footnotes
- F4, F5
CCL
transaction
Common Stock
Tax liability
- Transaction value
- $290,396
- Shares
- -24,885
- Change %
- -15%
- Price
- $11.67
- Shares after
- 141,139
- Date
- 06 Feb 2023
- Ownership
- Direct
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2020 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock.
Footnote F2
The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals.
Footnote F3
Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.
Footnote F4
Vesting of PBS RSUs granted in August 2020 pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.
Footnote F5
The reporting person was eligible to earn from 0-150% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's certain specified environmental, social & governance metrics over the 2020-2022 performance period reach or exceed specified performance goals.