Vandad Fartaj - Dec 31, 2022 Form 5 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chief Investment Officer
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Fartaj
Stock symbol
PFSI
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/7/2023, 08:09 PM
Previous filing
Jan 3, 2023
Next filing
Feb 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Gift $0 -550 -0.07% $0.00 829K Mar 20, 2022 The Fartaj Family Trust F1
transaction PFSI Common Stock Gift $0 -503 -0.06% $0.00 829K Dec 1, 2022 The Fartaj Family Trust F1
holding PFSI Common Stock 111K Dec 31, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a bona fide gift of shares of Common Stock to a charitable organization.
F2 The reported amount consists of 18,444 restricted stock units and 92,690 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.