Vandad Fartaj - 31 Dec 2022 Form 5 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chief Investment Officer
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Fartaj
Issuer symbol
PFSI
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
07 Feb 2023, 20:09:16 UTC
Previous filing
03 Jan 2023
Next filing
22 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Gift $0 -550 -0.07% $0.000000 829,409 20 Mar 2022 The Fartaj Family Trust F1
transaction PFSI Common Stock Gift $0 -503 -0.06% $0.000000 828,906 01 Dec 2022 The Fartaj Family Trust F1
holding PFSI Common Stock 111,134 31 Dec 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a bona fide gift of shares of Common Stock to a charitable organization.
F2 The reported amount consists of 18,444 restricted stock units and 92,690 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.