Kevin H. Rhodes - 03 Feb 2023 Form 4 Insider Report for 3M CO (MMM)

Role
EVP & Chief Legal Officer
Signature
Patricia L. Meagher, attorney-in-fact for Kevin H. Rhodes
Issuer symbol
MMM
Transactions as of
03 Feb 2023
Net transactions value
+$9,634
Form type
4
Filing time
06 Feb 2023, 08:52:28 UTC
Previous filing
31 Oct 2022
Next filing
21 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMM Common Stock Options Exercise $19,738 +168 +8% $117.49 2,263 03 Feb 2023 Direct
transaction MMM Common Stock Tax liability $10,104 -86 -3.8% $117.49 2,177 03 Feb 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMM Restricted Stock Units Options Exercise $0 -168 -100% $0.000000* 0 03 Feb 2023 Common Stock 168 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
F2 Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3 Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F4 The restricted stock units vest one third each year from the grant date.