Laurie Z. Douglas - Dec 31, 2022 Form 5 Insider Report for PUBLIX SUPER MARKETS INC (NONE)

Signature
/s/ Monica Allman, POA on file for Laurie Z. Douglas
Stock symbol
NONE
Transactions as of
Dec 31, 2022
Transactions value $
$122,538
Form type
5
Date filed
2/3/2023, 09:32 AM
Previous filing
Jan 3, 2023
Next filing
Apr 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NONE Common Stock 345K Dec 31, 2022 Direct F1
holding NONE Common Stock 53.8K Dec 31, 2022 By ESOP F2
holding NONE Common Stock 36.9K Dec 31, 2022 By Spouse's IRA F1
holding NONE Common Stock 2.2K Dec 31, 2022 By 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NONE SERP Stock Award $123K +8.91K +12.01% $13.76 83K Mar 1, 2022 Common Stock 8.91K By SERP F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares reported as beneficially owned has been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.
F2 Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c). The number of shares reported had been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.
F3 Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c). The number of shares reported had been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.
F4 Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan. The number of shares reported has been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.