Jeffrey C. Campbell - 29 Jan 2023 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Vice Chairman and CFO
Signature
/s/ Kristina V. Fink, attorney-in-fact
Issuer symbol
AXP
Transactions as of
29 Jan 2023
Net transactions value
+$3,081,420
Form type
4
Filing time
31 Jan 2023, 20:59:38 UTC
Previous filing
11 Oct 2022
Next filing
05 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Award $130,783 +759 +0.71% $172.31 107,300 29 Jan 2023 Direct F1
transaction AXP Common Stock Tax liability $72,370 -420 -0.39% $172.31 106,880 29 Jan 2023 Direct F2
transaction AXP Common Stock Award $6,435,778 +37,350 +35% $172.31 144,230 29 Jan 2023 Direct F3
transaction AXP Common Stock Tax liability $3,412,772 -19,806 -14% $172.31 124,424 29 Jan 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Award $0 +41,037 $0.000000 41,037 29 Jan 2023 Common Stock 41,037 $131.68 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F2 The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3 Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F4 The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F5 The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2020. These options became exercisable on 1/29/2023 based on the Company's positive cumulative net income over the three year performance period.