Laureen Seeger - 29 Jan 2023 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role: Chief Legal Officer
Signature: /s/ Kristina V. Fink, attorney-in-fact
Issuer symbol: AXP
Transactions as of: 29 Jan 2023
Net transactions value: +$2,533,819
Form type: 4
Filing time: 31 Jan 2023, 20:58:21 UTC
Previous filing: 02 Jun 2022
Next filing: 09 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AXP	Common Stock	Award	$5,342,816	+31,007	+64%	$172.31	79,326	29 Jan 2023	Direct	F1
transaction	AXP	Common Stock	Tax liability	$2,808,998	-16,302	-21%	$172.31	63,024	29 Jan 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AXP	Employee Stock Option (Right to Buy)	Award	$0	+34,068		$0.000000	34,068	29 Jan 2023	Common Stock	34,068	$131.68	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F2	The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3	The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2020. These options became exercisable on 1/29/2023 based on the Company's positive cumulative net income over the three year performance period.