John A. Utz - Jan 26, 2023 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for John A. Utz
Stock symbol
ASB
Transactions as of
Jan 26, 2023
Transactions value $
$219,833
Form type
4
Date filed
1/30/2023, 01:53 PM
Previous filing
Jan 18, 2023
Next filing
Feb 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Award $284K +12.6K +17.19% $22.54 86K Jan 26, 2023 Direct F1
transaction ASB Common Stock $0.01 Par Value Award $0 +640 +0.74% $0.00 86.6K Jan 26, 2023 Direct F2
transaction ASB Common Stock $0.01 Par Value Tax liability -$64.5K -2.86K -3.3% $22.54 83.8K Jan 27, 2023 Direct F3
holding ASB Common Stock $0.01 Par Value 14.7K Jan 26, 2023 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents vested Performance Shares granted in 2020 and subject to 3-year cliff vesting in 2023, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.
F2 Dividend equivalent units earned on vested shares, a portion of which the reporting person has elected to defer upon vesting, and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.
F3 Shares were withheld to satisfy tax withholding obligations arising from vesting of performance shares in 2023.