XUN CHEN - 11 Oct 2021 Form 4 Insider Report for APPLIED MATERIALS INC /DE (AMAT)

Role
Director
Signature
/s/ To-Anh Nguyen, Attorney-in-Fact
Issuer symbol
AMAT
Transactions as of
11 Oct 2021
Net transactions value
+$11,394
Form type
4
Filing time
24 Jan 2023, 20:33:08 UTC
Next filing
04 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMAT Common Stock Purchase $3,720 +29 $128.26 29 11 Oct 2021 By Spouse in Trust F1
transaction AMAT Common Stock Purchase $3,816 +29 $131.57 29 14 Oct 2021 By Family Trust F2
transaction AMAT Common Stock Purchase $4,226 +27 +93% $156.51 56 15 Nov 2021 By Family Trust F2
transaction AMAT Common Stock Purchase $4,382 +28 +97% $156.51 57 15 Nov 2021 By Spouse in Trust F1
transaction AMAT Common Stock Purchase $3,960 +27 +47% $146.65 84 15 Dec 2021 By Spouse in Trust F1
transaction AMAT Common Stock Purchase $4,106 +28 +50% $146.65 84 15 Dec 2021 By Family Trust F2
transaction AMAT Common Stock Purchase $4,564 +28 +33% $163.00 112 14 Jan 2022 By Spouse in Trust F1
transaction AMAT Common Stock Purchase $4,477 +28 +33% $159.89 112 14 Jan 2022 By Family Trust F2
transaction AMAT Common Stock Purchase $3,946 +30 +27% $131.53 142 14 Feb 2022 By Spouse in Trust F1
transaction AMAT Common Stock Purchase $3,946 +30 +27% $131.53 142 14 Feb 2022 By Family Trust F2
transaction AMAT Common Stock Purchase $4,561 +37 +26% $123.26 179 08 Mar 2022 By Spouse in Trust F1
transaction AMAT Common Stock Purchase $4,437 +36 +25% $123.26 178 08 Mar 2022 By Family Trust F2
transaction AMAT Common Stock Purchase $1,895 +20 +11% $94.75 199 21 Jun 2022 By Spouse in Trust F1
transaction AMAT Common Stock Sale $21,452 -199 -100% $107.80 0 20 Jan 2023 By Spouse in Trust F1
transaction AMAT Common Stock Sale $19,188 -178 -100% $107.80 0 20 Jan 2023 By Family Trust F2
holding AMAT Common Stock 39,868 11 Oct 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale.
F2 The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale.
F3 Number of shares includes: (a) 21,849 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock and paid to him on the date of his termination of service from the Applied Board of Directors and (b) 1,920 restricted stock units previously reported that are scheduled to vest in March 2023 (subject to continued service as a director through the vesting date) and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors.