Xun Chen - Oct 11, 2021 Form 4 Insider Report for APPLIED MATERIALS INC /DE (AMAT)

Role
Director
Signature
/s/ To-Anh Nguyen, Attorney-in-Fact
Stock symbol
AMAT
Transactions as of
Oct 11, 2021
Transactions value $
$11,394
Form type
4
Date filed
1/24/2023, 08:33 PM
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMAT Common Stock Purchase $3.72K +29 $128.26 29 Oct 11, 2021 By Spouse in Trust F1
transaction AMAT Common Stock Purchase $3.82K +29 $131.57 29 Oct 14, 2021 By Family Trust F2
transaction AMAT Common Stock Purchase $4.23K +27 +93.1% $156.51 56 Nov 15, 2021 By Family Trust F2
transaction AMAT Common Stock Purchase $4.38K +28 +96.55% $156.51 57 Nov 15, 2021 By Spouse in Trust F1
transaction AMAT Common Stock Purchase $3.96K +27 +47.37% $146.65 84 Dec 15, 2021 By Spouse in Trust F1
transaction AMAT Common Stock Purchase $4.11K +28 +50% $146.65 84 Dec 15, 2021 By Family Trust F2
transaction AMAT Common Stock Purchase $4.56K +28 +33.33% $163.00 112 Jan 14, 2022 By Spouse in Trust F1
transaction AMAT Common Stock Purchase $4.48K +28 +33.33% $159.89 112 Jan 14, 2022 By Family Trust F2
transaction AMAT Common Stock Purchase $3.95K +30 +26.79% $131.53 142 Feb 14, 2022 By Spouse in Trust F1
transaction AMAT Common Stock Purchase $3.95K +30 +26.79% $131.53 142 Feb 14, 2022 By Family Trust F2
transaction AMAT Common Stock Purchase $4.56K +37 +26.06% $123.26 179 Mar 8, 2022 By Spouse in Trust F1
transaction AMAT Common Stock Purchase $4.44K +36 +25.35% $123.26 178 Mar 8, 2022 By Family Trust F2
transaction AMAT Common Stock Purchase $1.9K +20 +11.17% $94.75 199 Jun 21, 2022 By Spouse in Trust F1
transaction AMAT Common Stock Sale -$21.5K -199 -100% $107.80 0 Jan 20, 2023 By Spouse in Trust F1
transaction AMAT Common Stock Sale -$19.2K -178 -100% $107.80 0 Jan 20, 2023 By Family Trust F2
holding AMAT Common Stock 39.9K Oct 11, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale.
F2 The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale.
F3 Number of shares includes: (a) 21,849 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock and paid to him on the date of his termination of service from the Applied Board of Directors and (b) 1,920 restricted stock units previously reported that are scheduled to vest in March 2023 (subject to continued service as a director through the vesting date) and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors.