Tomas Brannemo - Dec 7, 2022 Form 4/A - Amendment Insider Report for Johnson Controls International plc (JCI)

Role
VP & President, BTS EMEALA
Signature
/s/ Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Dec 7, 2022
Transactions value $
$1,002,306
Form type
4/A - Amendment
Date filed
1/18/2023, 04:19 PM
Date Of Original Report
Dec 9, 2022
Previous filing
Dec 6, 2022
Next filing
Dec 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Award $1.07M +16.1K +66.53% $66.39 40.4K Dec 7, 2022 Direct F1, F2
transaction JCI Ordinary Shares Tax liability -$61.9K -933 -2.31% $66.39 39.5K Dec 7, 2022 Direct
transaction JCI Ordinary Shares Tax liability -$7.08K -106 -0.27% $66.77 39.4K Dec 8, 2022 Direct
transaction JCI Ordinary Shares Award $0 +6.37K +16.17% $0.00 45.7K Dec 8, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Award $0 +23.3K $0.00 23.3K Dec 8, 2022 Ordinary Shares 23.3K $66.77 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amendment is being filed to report transactions that were inadvertently omitted from the Form 4 filed on December 9, 2022 related to the vesting of PSUs and related tax withholdings.
F2 Represents performance share units for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 28, 2022.
F3 Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F4 Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date.